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INVESTIGATION OF THE PEARL HARBOR ATTACK -- REPORT OF THE JOINT COMMITTEE ON THE INVESTIGATION OF THE PEARL HARBOR ATTACK

110              PEARL HARBOR ATTACK

The "war warning" dispatch of November 27 to the commander in chief of
the Pacific Fleet contained no cautions, admonitions, or restraints
whatever. [173]

THE "WAR WARNING" AND TRAINING

It has been pointed out by Admiral Kimmel that had he effected all-out
security measures upon receiving each alarming dispatch from Washington,
the training program would have been curtailed so drastically that the
fleet could not have been prepared for war. [174] To appraise the merit
of this observation it is necessary to consider the nature of
instructions with respect to training under which the fleet operated.
Admiral Kimmel has stated he was under a specific injunction to continue
the training program, referring in this connection to a letter from the
Chief of Naval Operations dated April 3, 1941. [175]

In this letter, however, the Chief of Naval Operations had stated the
question was *when* and not *whether* we would enter the war and that in
the meantime he would advise that Admiral Kimmel devote as much time as
may be available to training his forces in the particular duties which
the various units might be called upon to perform under the Pacific
Fleet operating plans. Clearly the suggestion that training be conducted
was made pending a more critical turn indicating the imminence of war.
The dispatch of November 27 with vivid poignance warned of war with
Japan. It stated that negotiations with Japan looking to stabilization
of conditions in the Pacific had *ceased* and that an *aggressive move*
by Japan was expected *within the next few days*. The time for training
for a prospective eventuality was past the eventuality, war, was at
hand. [175] In none other of the dispatches had the commander in chief
been so emphatically advised that war was imminent. Indeed the November
27 dispatch used the words "war warning," an expression which Admiral
Kimmel testified he had never before seen employed in an of official
dispatch in all of his 40 years in the Navy. Manifestly the commander in
chief of the United States Fleet and the Pacific Fleet would not expect
that it would be necessary for the Navy Department to advise him to put
aside his training now that war was imminent. The "war warning" provided
adequate indication that the primary function thereafter was not
training but defense against a treacherous foe who had invariably struck
without a declaration of war.

THE TERM DEFENSIVE DEPLOYMENT AND FAILURE TO INSTITUTE DISTANT  RECONNAISSANCE

Admiral Kimmel has made particular reference to the fact that the term
"defensive deployment" was nontechnical and that it was to be

[173] Referring to the November 27 warning, Admiral Stark said: "This
message begins with the words 'This dispatch is to be considered a war
warning.' These words were carefully weighed and chosen after
considerable thought and discussion with my principal advisors and with
the Secretary of the Navy. The words 'war warning' had never before been
used in any of my dispatches to the commander in chief, Pacific Fleet.
They were put at the beginning of the message to accentuate the extreme
gravity of the situation. We considered the picture as we saw it and we
felt that there was grave danger of Japan striking anywhere. We wanted
our people in the Pacific to know it, and we used language which we
thought would convey what we felt." Committee record, pp. 5650, 5651.
[174] Committee record p. 6703, see also testimony of Admiral Bellinger,
Committee record, p. 9350.
[175] Committee record p. 6702. For letter see committee exhibit No.
106.
[176] Before the Navy Court of Inquiry, Admiral Kimmel stated, after
outlining the circumstances attending the decision, testified: "* * * I
made the decision on the 27th of November not to stop training in the
Fleet but to continue until further developments." Navy Court of Inquiry
record, p. 285.

PEARL HARBOR ATTACK               111

effected "preparatory to carrying out the tasks assigned in WPL-46."
This plan called for a raid upon the Marshall Islands by the Pacific
Fleet very shortly after hostilities with Japan should begin. Admiral
Kimmel has pointed out that the prime purpose of the raids was to divert
Japanese strength from the Malay Barrier. He has observed that the only
patrol planes of consequence at Pearl Harbor were assigned to the fleet
and that these planes would be required in the raid on the Marshalls. He
further pointed out that he had only 49 patrol planes in flying
condition, an insufficient number to conduct each day a 360  distant
reconnaissance from Oahu. In this connection he observed that to insure
an island base against a surprise attack from fast carrier-based planes,
it was necessary to patrol the evening before to a distance of 800 miles
and that this required 84 planes on one flight of 16 hours to cover the
360  perimeter. He testified that, of course, the same planes and the
same crews cannot make a 16-hour flight every day and therefore for
searches of this character over a protracted period 250 patrol planes
would be required. He observed that a search of all sectors of approach
to an island base is the only type of search that deserves the name and
that he manifestly had an insufficient number of planes for this
purpose. [177] In consequence of this situation, Admiral Kimmel decided
to undertake no distant reconnaissance whatever from Pearl Harbor and
regarded the deployment of the task forces and other measures already
indicated as an adequate defensive deployment within the terms of the
order contained in the war warning. [178]

In this connection, as heretofore pointed out, Admiral McMorris,
Director of War Plans under Admiral Kimmel, testified before the Hewitt
Inquiry with respect to what defensive deployment was executed, stating 

"there was no material change in the disposition and deployment of the
fleet forces at that time other than the movement of certain aircraft to
Midway and Wake and of the carriers with their attendant cruisers and
destroyers, to those locations to deliver aircraft. [179]"

He further stated that the language with respect to a defensive
deployment in the war warning was a "direction" and that he considered
the action taken constituted an appropriate defensive deployment; that
it was a major action in line with the measure to execute an appropriate
defensive deployment; and that the major portion of the fleet was
disposed in Hawaiian waters and reinforcements were sent to Midway and
Wake. He said, however, that the establishing of an air patrol from Oahu
to guard against a surprise attack by Japan would have been an
appropriate act but that 

"no one act nor no one disposition can be examined independent of other
requirements. [180]"

Admiral Smith, Chief of Staff to Admiral Kimmel, said that following the
war warning of November 27 the establishment of aircraft patrols from
Oahu would have been an appropriate defensive deployment to carry out
the initial tasks assigned by the Pacific Fleet war plans. [181]

[177] See testimony of Admiral Kimmel, committee record, pp. 6752-6750.
[178] See committee record, pp. 6759-6761; also Navy Court of Inquiry
record, pp. 1144, 1145.
[179] In Hewitt Inquiry record, pp. 321, 322.
[180] Id., at pp. 323, 324.
[181] Hewitt Inquiry record, pp. 372, 373.

112              PEARL HARBOR ATTACK

Admiral Turner, Director of War Plans, who had a principal part in
preparing the November 27 war warning, testified as follows with respect
to the term *defensive deployment*: [182]

"Before coming to the meat of the answer, I invite attention to the fact
that this dispatch has a multiple address. It goes to the commander in
chief of the Asiatic Fleet for action and it goes to the commander in
chief of the Pacific Fleet for action. It is as if it were the Army
practice, with two dispatches, one addressed to each, but both in
identical terms.

"A "deployment" is a spreading out of forces. A naval deployment means
to spread out and make ready for hostilities. To get into the best
positions from which to execute the operating plans against the enemy.
The defensive deployment as applied to Hawaii, which is of chief
interest, was for the defense of Hawaii and of the west coast of the
United States, because one of the tasks of WPL-6 is to defend the
territory and coastal zones, our own territory and coastal zones, and to
defend our shipping.

"Instead of being in a concentrated place, or instead of being off in
some distant region holding exercises and drills, it meant that the
forces under the command of the commander in chief of the Pacific Fleet
could take station for the most probable attack against them or against
the Hawaiian Islands, keeping in mind their responsibilities for
covering the United States and Panama.

"The deployment in the vicinity of Hawaii, if wide enough, would in
itself constitute a formidable barrier against any attempt further east,
and we definitely did not expect an attack, that is, the Navy did not,
an attack on the west coast or in Panama, as is indicated by a dispatch
going out the same day to the commandants of districts to take
precautions against subversive activities but we did not tell them to
make any defensive deployment.

"The deployment from Hawaii might have been made in a number of
different ways. Certainly I would expect that in accordance with the
plans that should have been drawn up, and they were, that airplanes
would have been sent to Midway, if not already there, to Wake, to
Johnston Island, to Palmyra, the reconnaissance planes as well as
defensive planes, and that a reconnaissance would have been undertaken.
The movement of those planes and forces to those positions constituted
part of the defensive deployment.

"The battleships, of course, were of no use whatsoever against undamaged
fast ships. Naturally, it was not to be expected that the Japanese would
bring over slow ships unless they were making their full and complete
effort against Hawaii so that a proper deployment for the battleships
would have been in the best position to do what was within their power,
which was only to defend Hawaii against actual landings. In other words
if they had been at sea and in a retired position even, such that if
actual landings were attempted on the Hawaiian Islands and at such a
distance that they could arrive prior to or during the landings, they
would have been most useful indeed to have interfered with and defeated
the landings.

"Since, as has been pointed out previously, the danger zone, the danger
position of Hawaii was to the north because there were not little
outlying islands there from which observation could have been made,
since there was no possibility of detecting raiders from the north
except by airplanes and ships, an appropriate deployment would have been
to have sent some fast ships, possibly with small seaplanes, up to the
north to assist and possibly to cover certain sectors against approach,
which the long-range reconnaissance could not have done. Of course,
these ships would naturally have been in considerable danger, but that
was what they were there for, because fighting ships are of no use
unless they are in a dangerous position so that they can engage the
enemy and inflict loss on them.

"Another part of a deployment, even where airplanes would not be moved,
would have been to put them on operating air fields scattered throughout
the islands so that they could be in a mutual supporting position with
respect to other fields and to cover a somewhat wider arc.

"Another part of the deployment would have been to have sent submarines,
as many as were available, out into a position from which they could
exercise either surveillance or could make attacks against approaching
vessels.

"It is to be noted that there was no offensive action ordered for
submarines. The offensive action, of course, would have been to send
them into Japanese waters."

[182] Committee record, pp. 5168-5172.

PEARL HARBOR ATTACK               113
 
With respect to the same matter, Admiral Stark said that he had
anticipated that full security measures would be taken, that the Army
would set a condition of readiness for aircraft and the aircraft warning
service, that Admiral Kimmel would invoke full readiness measures,
distant reconnaissance and anti-submarine measures, and that the plans
previously agreed on with the Army would be implemented. [183]

In considering the validity of Admiral Kimmel's position that the order
to execute an appropriate defensive deployment is inseparable from the
language "preparatory to carrying out the task assigned in WPL-46" it is
necessary to consider what the purport of the message would have been
without the words "execute an appropriate defensive deployment." In such
case Admiral Kimmel might conceivably have been partially justified in
making all preparations with a view to carrying out the tasks assigned
after war began. But under the terms of the dispatch as received by him
he was to do something else. He was to execute a defensive deployment
preparatory to carry-ing out these tasks a defensive deployment before
war broke.

Furthermore, Admiral Kimmel received for his information the message of
November 28 directed for action to the naval commanders on the west
coast. [184] After quoting the Army dispatch of November 27 to the
commander of the Army Western Defense Command, this message stated: "* *
* Be prepared to carry out tasks assigned in WPL-46 so far as they apply
to Japan in case hostilities occur." The west coast commanders were not
ordered to effect a defensive deployment, only to *be prepared to carry
out the tasks assigned in WPL-46*. Here was a clear indication to the
Commander of the Pacific Fleet that he was to do something significantly
more than merely getting prepared to carry out war tasks. He was to
execute a *defensive deployment* preparatory to carrying out such tasks.  

And among Admiral Kimmel's tasks under the war plans, prior to outbreak
of war, were the maintenance of fleet security and guarding "against a
surprise attack by Japan." As has already been seen in the plans for the
defense of the Hawaiian coastal frontier it was recognized that a
declaration of war might be preceded by a surprise submarine attack on
ships in the operating areas and a surprise attack on Oahu including
ships and installations in Pearl Harbor; that it appeared "the most
likely and dangerous form of attack on Oahu would be an air attack." 185

[183] See Navy Court of Inquiry record, pp. 54-62, 84. Asked what was
meant by the "defensive deployment" in the message of November 27,
Admiral Stark said: "My thought in that message about the defensive
deployment was clear all-out security measures. Certainly, having been
directed to take a defensive deployment, the Army having been directed
to make reconnaissance, but regardless of the Army, our message to
Admiral Kimmel, that the natural thing and perhaps he did to it was to
take up with the Army right away in the gravity of the situation, the
plans that they had made, and then make dispositions as best he could
against surprise for the safety not only of the ships which he decided
to keep in port but also for the safety of the ships which he had at
sea. He had certain material which he could use for that and we
naturally expected he would use it."

"* * * *a defensive deployment would be to spread and to use his forces
to the maximum effect to avoid surprise and if he could, to hit the
other fellow and in conjunction with the Army, to implement the
arrangement which had previously been made for just this sort of
thing*." Committee record, pp. 5705, 5706.
[184] Committee exhibit No. 37, p. 38.
[185] See committee exhibit No. 44.

Admiral Bellinger testified that in his opinion an air attack was the
most likely form of attack on Pearl Harbor. Committee record, p. 9355.
He further testified that the Martin-Bellinger estimate was not an
estimate of the strategy that the Japanese would employ in starting the
war but rather an estimate covering the event of sudden hostile action
against Oahu, in other words, that it was not an estimate which
indicated that Japan was going to strike against Oahu as part of their
national strategy but rather if they were going to strike Oahu this was
the estimate of how it would be done. Committee record, p. 9382.

114              PEARL HARBOR ATTACK

With the clear recognition that Japan might attack before a declaration
of war and with a war warning carrying an order to execute an
appropriate defensive deployment preparatory to performing tasks during
war, it is difficult to understand why Admiral Kimmel should have
concluded that no distant air reconnaissance should be conducted,
particularly in the dangerous sector to the north. Apart from radio
intelligence which will be later discussed, distant reconnaissance
admittedly was the only adequate means of detecting an approaching
raiding force in sufficient time to avoid a surprise attack. Certainly
the sector from the west to the south was covered, partially at least,
by the three task forces. And yet the most dangerous sector, the 90 
counterclockwise from due north to due west, the sector through which
the Japanese striking force approached, was given no attention whatever.
[186] Admiral Bellinger testified that had distant reconnaissance been
conducted it would have been to the north [187] and, although he was
responsible for Navy patrol planes, Admiral Bellinger was not even shown
the war warning. [188]

Admiral Kimmel has suggested that under the Joint Coastal Frontier
Defense Plan Admiral Bloch was responsible for distant reconnaissance
and had the latter desired planes he could have called upon the
commander in chief of the Pacific Fleet. [189] This suggestion, apart
from being incompatible with Admiral Kimmel's stating he made the
decision not to conduct distant reconnaissance, is not tenable.  Admiral
Bloch had no planes with which to conduct distant patrols and Admiral
Kimmel knew it. [190] While he was on the ground, it was the
responsibility of the commander in chief of the Pacific Fleet to take
all necessary steps in line with a defensive deployment and in
recognition of the realities at Hawaii to protect the fleet. [191]

Admiral Kimmel's assertion that only a 360 -distant; reconnaissance is
worthy of the name ignores the fact that a 90  arc to the southwest was
being partially covered, a fact concerning which he has made a point in
testifying before the committee. Manifestly, to have conducted
reconnaissance to any extent would have been more effective than no
reconnaissance at all. [192] And Admiral Kimmel had adequate

[186] See testimony of Admiral Bellinger, Committee record, pp. 9369,
9370; also section "Plans for the Defense of the Hawaiian Coastal
Frontier," Part III, this report.
[187] Committee record, pp. 9324, 9325; also Hewitt Inquiry record, pp.
506, 507.

In testifying before the Navy Court of Inquiry Admiral Kimmel was asked
what he could consider the most probable areas of approach for a
surprise attack launched from carriers against Pearl Harbor. He replied:
"I testified before the so-called Roberts Commission that I thought the
northern sector was the most probable. I thought at the time that the
aircraft had come from the north the time I testified I mean and I
didn't wish to make alibis. However, I feel that there is no sector
around Oahu which is much more dangerous than any other sector. We have
an island which can be approached from any direction. There is no
outlying land which prevents this, and you have got a 360  arc, minus
the very small line which runs up along the Hawaiian chain. From the
southern, we have observation stations, Johnston and Palmyra, and the
closest Japanese possession is to the southwestward in the Marshalls,
and these Japanese carriers were fuel eaters and short-legged. I would
say that while all sectors are important, if I were restricted, I would
probably search the western 180' sector first." Navy Court of Inquiry
record, p. 305.
[188] Committee record, pp. 9305, 9306; also 9362, 9363.
[189] Navy Court of Inquiry record, p. 1125.
[190] The Navy Court of Inquiry found "The Naval Base Defense Officer
(Admiral Bloch) was entirely without aircraft, either fighters or patrol
planes, assigned permanently to him. He was compelled to rely upon Fleet
aircraft for joint effort in conjunction with Army air units." See Navy
Court of Inquiry report, committee exhibit No. 157.
[191] Admiral Bellinger testified that in the absence of definite
information as to the probability of an attack, it was the
responsibility of Admiral Kimmel to order long-range reconnaissance.
Hart Inquiry record, p. 125.
[192] Admiral Bellinger testified that covering certain selected sectors
was a possible and feasible operation.

Admiral Kimmel admitted that "Of course, any patrol run has some value.
I will admit that as far as surface ship." Navy Court of Inquiry record,
p. 1125.

Admiral Stark testified: "When you haven't got enough planes to search
the entire area which you would like to search, whether it is planes or
what not, you narrow down to where you think is the most likely area of
travel and your next study is how can you cover that or how much of it
can you cover." Committee record p. 5702.

PEARL HARBOR ATTACK               115
 
patrol planes to conduct distant reconnaissance for an extended period
throughout the most dangerous sectors. The evidence reflects that there
were 81 planes available to the commander in chief of the Pacific Fleet
which were capable of performing distant reconnaissance. [193] Estimates
of the number which can properly be regarded as in a state of readiness
to conduct reconnaissance flights from Oahu as of December 7 range from
48 to 69. In addition the Army had six long-range bombers [194] which
were available to the Navy under the plans for joint air operations at
Hawaii. Even with the minimum estimate of 48 and the conservative basis
of employing each plane only once every 3 days, [195] a sector of 128 
could have been covered daily for several weeks. [196] This fact, when
considered with the reconnaissance sweeps from Midway and by the task
forces, leaves clear that the most dangerous sectors could have been
fully covered. [197] In all events it would have been entirely possible
and proper to have employed aircraft to any extent available for distant
reconnaissance in the more dangerous sectors, using submarines,
destroyers, or other vessels in the less dangerous approaches to Oahu.
[198] That substantial and effective distant reconnaissance could have
been conducted is demonstrated by the fact that it was instituted
immediately after the attack despite the fact that over half the
available planes were rendered inoperative by the attack. [199]

Yet Admiral Kimmel contends that use of all his available planes would
have unduly impaired his ability to carry out the offensive measures
assigned the Pacific Fleet in the event of war. [200] The evidence
establishes, however, that his plans for the conduct of

[193] See committee exhibit No 120.
[194] Admiral Bellinger stated; however, that the Army reported 8 B-17's
available for December 6 1941. Committee record, p. 9307
[195] See testimony of Admiral Bellinger, committee record, pp. 9328,
9329.
[196] Id., Hewitt inquiry record, pp. 480-507. See also committee
record, p. 9330 where Bellinger stated the patrol could be maintained
for 11 days to 2 weeks, perhaps longer. Admiral Bellinger testified that
1 patrol plane could cover 8' to 700 miles. Committee record p. 9325.
[197] Admiral Davis, fleet aviation officer, said that the entire 360'
circumference was not of equal importance; that a considerable arc to
the north and west and another arc to the south and west were the most
important. He said that although there were not enough planes and pilots
to have established and maintained a long-range 360' search
indefinitely, there were enough to have made searches using relatively
short-range planes in the least dangerous sectors and by obtaining some
assistance from available Army aircraft. Hart Inquiry record, pp. 98,
99; 240, 241.
[198] The evidence before the committee contradicts the following
conclusion of the Navy Court of Inquiry: "Neither surface ships nor
submarines properly may be employed to perform this duty
(reconnaissance) even if the necessary number be available. The
resulting dispersion of strength not only renders the fleet incapable of
performing its proper function, but exposes the units to destruction in
detail. A defensive deployment of surface ships and submarines over an
extensive sea area is a means of continuously guarding against a
possible attack from an unknown quarter and at an unknown time, is not
sound military procedure either in peace or in war." *The committee
regards the employment of surface vessels for the purpose of
reconnaissance as sound military procedure where reconnaissance is
imperative and the more adaptable facilities, patrol planes, are not
sufficiently available. See also note 192, supra.

It is highly significant that the Commandant of the *15th Naval District
(Panama*) was taking the following action, as reported by General
Andrews to the War Department under date of November 29, 1941: "In the
Panama Sector, *the Commandant of the 15th Naval District is conducting
continuous surface patrol of the area included within the Panama Coastal
Frontier, supplemented, within the limits of the aircraft at his
disposal, by an air patrol*. In my opinion, the Commandant of the 15th
Naval District, does not have sufficient aircraft or vessels within his
control for adequate reconnaissance." See Committee Exhibit No. 32, p.
18.
[199] See testimony of Admiral Bellinger, committee record, pp. 9371,
9372.
[200] In his statement submitted to the Navy Court of Inquiry, Admiral
Kimmel said: "Having covered the operating areas by air patrols it was
not prudent in my judgment and that of my staff to fritter away our slim
resources in patrol planes in token searches and thus seriously impair
their required availability to carry out their functions with the Fleet
under approved War Plans."

When questioned concerning the time that Admiral Kimmel would be
expected to start a raid against the Marshall Islands after war began,
Admiral Ingersoll stated that Admiral Kimmel "*could have chosen any
date, and we did not expect him to move on any particular date, we
expected him to move to carry out that task when he was ready.*" If I
can digress a little bit on that, I do not know that Admiral Kimmel, or
anybody, knew what was the state of the Japanese fortifications and
defenses in the Marshall Islands. Any movement of that kind I have no
doubt would have been preceded by reconnaissance, possibly from carrier
planes or possibly from some of the long-range Army planes which were
fixed up for photographic purposes, and they would undoubtedly have made
a reconnaissance to determine where the Japanese strength was, what
islands were fortified, and so forth, and upon the receipt of that
intelligence base their plans. As a matter of fact, I think we were
trying to get out of the Army a reconnaissance of those islands in
connections with the flight of Army planes from Hawaii to Australia. I
believe it did not take place until after Pearl Harbor." Committee
record, p. 11457.

116              PEARL HARBOR ATTACK

offensive operations, after outbreak of war, contemplated the use of a
maximum of 24 patrol planes. [201] Even if this number were deducted
from those available, there were still sufficient planes to have covered
at least the entire dangerous northwest sector. The offensive tasks of
the future did not justify disregarding the danger that the Pacific
Fleet might be caught by surprise while still in port and before
offensive operations could begin.

In making the decision not to conduct distant reconnaissance, Admiral
Kimmel erred. [202] In determining whether making the decision that he
did evinced poor judgment consideration must be given his responsibility
as commander in chief and the realities of his situation. It was
essentially his duty to protect the Pacific Fleet from all dangers to
the utmost of his ability. He knew that the primary function of the
Pacific Fleet in the early stages of the war was a defensive one, save
for sporadic raids and limited offensive operations, in recognition o
the fact that our Pacific Fleet was inferior to that of Japan. He was
ordered to effect an appropriate defensive deployment. This was a
general directive consistent with his specific suggestion that the
commander in chief of the Pacific Fleet be guided by broad policy and
objectives rather than by categorical instructions. [203] He was given
free rein to effect defensive security, in line with his more intimate
knowledge of the detailed and peculiar problems affecting the Pacific
Fleet, prior to carrying out the tasks assigned in the Pacific war
plans. He knew that one of the tasks before the outbreak of war was
guarding against a possible surprise attack by Japan. He knew that the
only effective means of detecting a surprise raiding force in adequate
time to combat it was by distant reconnaissance. He knew the Japanese
reputation for deceit and treachery. He knew the greatest danger to the
Fleet at Pearl Harbor was the possibility of an air raid. He knew that
the maintenance and protection of the fleet while in its base
constituted a fundamental element in making military dispositions at
Pearl Harbor. He had been categorically warned of war. He knew or must
have known that the necessity of Japan's striking the first blow
required of him greater vigilance consistent with his fundamental duty
as commander in chief to prepare for the worst contingency. He had
adequate facilities to patrol the most dangerous approaches to Pearl
Harbor. The decision was not a simple one, but, failing to resolve his
dilemma by seeking advice from the Navy Department, [204] Admiral Kimmel
displayed poor judgment in failing to

[201] See committee record, p. 9316 et seq.

As to the use of long-distance patrol Planes by Admiral Kimmel in
prospective raids on the Marshall Islands under the war plans, Admiral
Ingersoll stated: "The radius of patrol planes out there was about 600
miles, or somewhere m the neighborhood of a 1,200-mile flight. They
could not have been used in that operation to cover actual operations in
the Marshalls area, unless he was able to establish a base in the
Marshalls from which the planes could operate. They could, however,
cover the movement of vessels to the westward of Johnston and Palmyra
and Wake to the extent that their radius could take them, that is 600
miles from those positions." Committee record, p. 11450.
[202] There is no substantial evidence of any specific discussions
between Admiral Kimmel and members of his staff on or after the receipt
of the "war warning" concerning the advisability or practicability of
distant reconnaissance from Oahu. Admiral McMorris, war plans officer,
thought that the subject must have been discussed, but could recall no
specific discussion. The commander of the fleet patrol Planes, Admiral
Bellinger, who had not been informed of any of the significant warning
messages, testified that Admiral Kimmel had no discussion with him
concerning the matter.
[203] See memorandum from Admiral Kimmel to the Chief of Naval
Operations, dated May 23, 1941, committee exhibit No. 106.

Admiral Stark testified that the handling of the Pacific Fleet was up to
the commander in chief: "* * * it was then up to the Commander in Chief
on the spot. I would not have presumed, sitting at a desk in Washington,
to tell him what to do with his fleet. There were many factors involved,
of which he was the only person who had the knowledge, and once I had
started, if I had started, to give him directives, I would have been
handling the fleet. That was not my job." Committee record, p. 5705.
[204] Referring to the order to execute an appropriate "defensive
deployment," Admiral Kimmel stated: "This appropriate defensive
deployment was a new term to me. I decided that what was meant was
something similar to the disposition I had made on October 16, which had
been approved by the originator of both these dispatches (Chief of Naval
Operations), and I therefore made the dispositions which I have
outlined." See Navy Court of Inquiry record, p. 305.

PEARL HARBOR ATTACK            117

employ every instrumentality at his command to defend the fleet. [205]
Conceding for purposes of discussion that Admiral Kimmel's decision to
employ none of the fleet patrol planes for distant reconnaissance was a
reasonable military decision under the circumstances the very fact of
having made such decision placed upon him the affirmative responsibility
of determining that every other available means for reconnaissance was
being employed to protect the fleet. His determination not to conduct
long-range reconnaissance is of itself a recognition by him that it was
his obligation to provide such reconnaissance. He knew that the Army was
depending upon him for certain defensive measures. [206] Further, the
fact that there was an agreement with the Army at Hawaii whereby the
Navy was to perform distant reconnaissance placed upon Admiral Kimmel
the obligation of advising General Short that he had decided not to
conduct such reconnaissance. Indeed, General Short, who saw the war
warning, testified that in his opinion the "defensive deployment" which
the Navy was directed to execute "would necessarily include distant
reconnaissance." [207] Admiral Kimmel's clear duty, therefore, in the
absence of Navy reconnaissance was to confer with General Short to
insure that Army radar, antiaircraft, and planes were fully utilized and
alerted. None of these things were done. And there appears to be no
substantial reason for failure to call upon the Army, consistent with
the joint plans, for the six long-range bombers which were admittedly
available to the Navy at Hawaii for the asking. [208]

ACTION WHICH WAS NOT TAKEN UPON RECEIPT OF THE "WAR WARNING"

As has been seen, following the warning dispatch of November 27 no
distant reconnaissance as such was instituted. [208a] This meant that
there was no adequate means whatever taken by the Navy to detect

[205] The Navy Court of Inquiry found "It is a fact that the use of
fleet patrol planes for daily long-range all-around reconnaissance was
not justified in the absence of information indicating that an attack
was to be expected within narrow limits of time." The committee is in
essential disagreement with this conclusion. Admiral Kimmel was warned
in categorical fashion of war on November 27, 2 days after the Japanese
Task Force bad left Hitokappu Bay and while on the way to Pearl Harbor.
*It is difficult to imagine hour it would hare been possible from
Washington to have narrowed the limits of time in which Japan might
strike in any more timely fashion, particularly inasmuch as Radio
Intelligence had lost track completely of substantial carrier units of
the Japanese Fleet*. This being true, distant reconnaissance was the
only possible means of detecting the striking force within adequate time
to prepare to meet the attack. There was no other channel for indicating
that an attack was to be expected within narrow limits of time or
otherwise.

Going on, the Navy Court of Inquiry stated: "It is a further fact that,
even if justified, this was not possible with the inadequate number of
fleet planes available." The court is here of course referring to all-
around reconnaissance from Oahu. *As has been clearly indicated, there
were adequate facilities for patrolling the more dangerous sectors, a
procedure that was practical, feasible, and desirable*.
[204] As stated by the commander in chief, United States Fleet and Chief
of Naval Operations Admiral King: "In the case of Pearl Harbor, where
local defenses were inadequate, the commander in chief of the Pacific
Fleet could not, and did not, evade responsibility for assisting in the
defense, merely because principle, this is not normally a fleet task. It
appears from the record that Admiral Kimmel appreciate properly this
phase of the situation. His contention appears to be that Pearl Harbor
should have bee strong enough for self-defense. The fact that *it was*
not strong enough for self-defense hampered his arrangements for the
employment of the fleet, but, nevertheless, he was aware of, and
accepted the necessity for employing the fleet in the defensive
measures." See "Second Endorsement" to report of Navy Court of Inquiry,
committee exhibit No. 157.

Admiral King also observed, "I think * * * that Admiral Kimmel was fully
aware that, in view of the weakness of local defenses, the fleet had to
be employed to protect Pearl Harbor and the Hawaiian Islands in
general." Id.
[207] Committee record, pp. 7926, 7927.
[208] See in this connection testimony of Admiral Bellinger, committee
record, p. 9310.
[208a] When questioned as to any reason why Admiral Kimmel should not
have had long-range reconnaissance operating from November 27 on through
to the time Japan struck, with whatever planes we had eve if it were
only "three," Admiral Ingersoll replied: "I had every reason to expect
that he would do that and I was surprised that he had not done it. As I
stated the other day, I was very much surprised that the attack had
gotten in undetected * * * I expected that it would be done not only
because the plane were there, but because this (WPL-46) plan inferred
that it was going to be done. It never occurred to him that it was not
being done." Committee record, p. 11420.

118              PEARL HARBOR ATTACK

the approach of a raiding force in sufficient time to repel it or
effectively minimize the force of an attack. The Pacific Fleet patrol
planes which were under the control of Admiral Kimmel were operating in
accordance with schedules prepared as of November 22, 1941, stressing
training operations. These schedules were not changed prior to the
attack.

No effort was made to secure the available long-range bombers of the
Army for reconnaissance.

No change was made in the condition of readiness of vessels in Pearl
Harbor which had been in effect for a considerable period of time
preceding November 27. [209] This condition of readiness has been
referred to as "an augmented Navy No. 3," the No. 3 condition being the
lowest state of readiness. [210] The three conditions of readiness
established for the Navy were:

No. 1. Entire crew, officers and men at battle stations. Action
       imminent.
No. 2. Provides the means of opening fire immediately with one
       half the armament. Enemy believed to be in vicinity.
No. 3. Provides a means of opening fire with a portion of the second-
       ary and antiaircraft batteries in case of surprise encounter.

While it appears that condition No. 3 prevailed subsequently during
wartime at Pearl Harbor and is the condition normally maintained in
port, there nevertheless was an extensive distant reconnaissance
designed to alert the fleet to a higher condition of readiness prior to
possible attack and to afford a considerable measure of protection. This
means of protection was not available to the fleet on the morning of
December 7. [211]

[209] In testifying before the Navy Court of Inquiry, Admiral Kimmel was
asked: "On the morning of 7 December 1941, preceding the attack, can you
tell the court what the material condition of readiness was in effect on
ships of the Pacific Fleet in Pearl Harbor?" Admiral Kimmel replied:
"The condition of readiness No. 3, as laid down in 2CL 41 had been
prescribed some time before by Vice Admiral Pye, and that was in effect
on the day of the attack. In addition to that, the Commander of
Battleships, Battle Force, had issued an order requiring two 5-inch guns
and two 50-calibre guns on each battleship to be manned at all times.
These were, to the best of my knowledge and belief, manned on the date
in question." P. 278

The three conditions of readiness with respect to naval base defense, as
set forth in 2CL-41 follow:

Condition I. General quarters in all ships. Condition of aircraft as
prescribed by naval base defense officer.
Condition II. One-half of antiaircraft battery of all ships in each
sector manned and ready. Condition of aircraft as prescribed by naval
base defense officer.
Condition III. Antiaircraft battery (guns which bear in assigned sector)
of at least one ship in each sector) manned and ready (minimum of four
guns required for each sector). Condition of aircraft as prescribed by
naval base defense officer.

See committee exhibit No. 44.

Admiral Kimmel was asked whether, upon receipt of the November 27 war
warning, he consulted with the commandant of the Fourteenth Naval
District on any measures of security to be adopted in the Fourteenth
Naval District that were different from any then in effect. He replied
that he discussed the message with the commandant of the Fourteenth
Naval District but no additional measures of security were deemed
advisable as a result of the conversation. See Navy Court of Inquiry
record, p. 303.
[210] While virtually all antiaircraft guns aboard ship were firing
within 10 minutes, only about one-fourth were "ready machine guns"
available to fire immediately. Inasmuch as by far the greatest damage
was effected by the torpedo planes in the first wave, a higher degree of
readiness would have reduced beyond question the effectiveness of this
initial thrust. Admiral Kimmel said: "*Had it not been for the torpedoes
I think the damage would hare been enormously less*." Roberts record, p.
547.

For the indicated reason the conclusion of Navy Court of Inquiry that "a
higher condition of readiness could have added little, if anything to
the defense" is in error. See Navy Court of Inquiry report committee
exhibit No. 157.
[211] In its report, the Navy Court of Inquiry has observed: "It has
been suggested that each day all naval planes should have been in the
air, all naval Personnel at their stations, and all antiaircraft guns
manned. The Court is of the opinion that the wisdom of this is
questionable when it is considered that it would not be known when an
attack would take place and that, to make sure, it would have been
necessary to impose a state of tension on the personnel day after day,
and to disrupt the maintenance and operating schedules of ships and
planes beginning at an indefinite date between 16 October and 7
December.

This statement contains within itself the certain proof of its
invalidity. It was for the very reason that it could not be known when
an attack would take place that it was essential a higher degree of
readiness prevail. If it were possible to know with definitiveness when
the attack would come the necessity for a higher state of readiness
would be obviated until the time for the attack had approached.
Furthermore, the extreme state of readiness suggested by the court is a
far cry from the lowest conditions of readiness which prevailed at the
time of the attack in both the Army and Navy Commands.

PEARL HARBOR ATTACK               119

No change was effected in the state of readiness of naval aircraft. The
aircraft on the ground and the patrol planes moored on the water were
not in condition to take to the air promptly. Approximately 50 percent
of the planes on December 7 were on 4 hours' notice.

Having elected to institute no distant reconnaissance by aircraft, no
effort was made to inaugurate patrols by surface or subsurface craft to
compensate and partially serve in lieu of distant reconnaissance by
planes. [212] The evidence shows there were 29 destroyers and 5
submarines in Pearl Harbor on the morning of December 7. [213] While the
employment of surface craft or submarines in lieu of distant air
reconnaissance is not altogether satisfactory or fully effective, it
nonetheless would have provided a measure of protection more to be
desired than no reconnaissance whatever.

No effort was made to maintain a striking force at sea in readiness to
intercept possible raiding forces approaching through the dangerous
northern sector. [214]

No change was made in the schedules of ships proceeding to Pearl Harbor
with a view to maintenance of a minimum force at harbor with provision
for entry into port at irregular intervals.

After the decision to institute no distant reconnaissance, the Navy did
not check or otherwise maintain effective liaison with the Army as to
the readiness of Army antiaircraft defense and aircraft warning
installations.

ESTIMATE AND ACTION TAKEN BY GENERAL SHORT WITH RESPECT TO THE WARNING  DISPATCH OF NOVEMBER 27

The commanding general of the Hawaiian Department does not appear to
have taken any appreciable action, apart from his normal training
operations, on the basis of any information received by him with respect
to our critical relations with Japan prior to the warning of November 27
from the Chief of Staff, General Marshall.

This dispatch, No. 472, [215] advised that negotiations with Japan
appeared terminated to all practical purposes with only the barest
possibilities that the Japanese Government might come back and offer to
continue; that Japanese future action was unpredictable but hostile
action was possible at any moment. It stated that if hostilities could
not be avoided the United States desired that Japan commit the first
overt act. It pointed out, however, that this policy should not be
construed as restricting General Short to a course of action that might
jeopardize his defense. It ordered the commanding general, prior to
hostile Japanese action, to undertake such reconnaissance and other
measures as he deemed necessary but admonished that these measures
should be carried out so as not to alarm the civil population or
disclose intent. It instructed that should hostilities occur, General
Short should carry out the tasks assigned in the war plans insofar as
they applied to Japan. He was to limit the dissemination of "this highly
secret information to minimum essential officers" and to report measures
taken.

[212] See note 192, supra.
[213] Committee exhibit No. 6.
[214] Id.
[215] Committee exhibit No. 32, p. 7.

120            PEARL HARBOR ATTACK

Within 30 minutes of receiving this dispatch and after consulting only
with his chief of staff, Colonel Phillips, [216] General Short replied
to the War Department as follows: [217]

"Reurad four seven two 27th. Report Department alerted to prevent
sabotage. Liaison with the Navy. SHORT."

As a result of the November 27 dispatch General Short decided to
institute alert No. 1, the lowest of three alerts provided for the
Hawaiian Department. The three alerts were: [218]

No. 1. Defense against sabotage and uprisings. *No threat from without*.
No. 2. Security against attacks from hostile subsurface, surface, and
       aircraft, in addition to No. 1.
No. 3. Requires occupation of all field positions by all units, pre-
       pared for maximum defense of Oahu and the Army installations on
       outlying islands.
At the same time that he ordered alert No. 1, the commanding general
directed that the Interceptor Command, including the Aircraft Warning
Service (Radar) and Information Center, should operate from 4 a. m. to 7
a. m. daily. In addition, it should be noted that the six mobile radar
stations operated daily except Sunday from 7 a. m. to 11 a. m. for
routine training and daily, except Saturday and Sunday, from 12 noon
until 4 p. m. for training and maintenance work. [210] In explaining his
reasons and the considerations responsible for his instituting an alert
against sabotage only, General Short has stated: (1) That the message of
November 27 contained nothing directing him to be prepared to meet an
air raid or an all-out attack on Hawaii; [220] (2) that he received
other messages after the November 27 dispatch emphasizing measures
against sabotage and subversive activities; [221] (3) that the dispatch
was a "do-don't" message which conveyed to him the impression that the
avoidance of war was paramount and the greatest fear of the War
Department was that some international incident might occur in Hawaii
which Japan would regard as an overt act; [222] (4) that he was looking
to the Navy to provide him adequate warning of the approach of a hostile
force, particularly through distant reconnaissance which was a Navy
responsibility; [223] and (5) that instituting alerts 2 or 3 would have
seriously interfered with the training mission of the Hawaiian
Department. [224]

NO WARNING OF ATTACK ON HAWAII

The first statement by General Short that there was nothing directing
him to be prepared to meet an air raid or an all-out attack on Hawaii
will be considered. Implicit in this contention is the assumption that,
despite the known imminence of war between the United States and Japan
and the fact that he commanded a Pacific outpost,

[216] Colonel Walter C. Phillips. See committee record, pp. 7945, 7946.
[217] Committee exhibit No. 32, p. 12.
[218] See committee exhibit No. 44. See also testimony of General Short,
committee record pp. 7944, 7945.
[219] Testimony of General Short, committee record, p. 7946.
[220] General Short said, "There was nothing in the message directing me
to be prepared to meet an air raid or an all-out attack." Committee
record, p. 7929.
[221] Committee record, p. 7929.
[222] Id., at p. 7927.
[223] Id., at p. 7946 et seq.
[224] Id., at pp. 7948-7951.

PEARL HARBOR ATTACK             121

it was not his duty to be on the alert against a threat from without.
This assumption does not appear to be supported by military doctrine or
the logic of the Hawaiian situation prior to the attack. [225]

The wording of the November 27 dispatch indicated the possibility of an
attack from without in ordering General Short to undertake
reconnaissance. The only conceivable reconnaissance which could have
been undertaken by the Army was through employment of aircraft or radar,
either or both of which would be in contemplation of an attack from
without. General Marshall had told the commanding general of the
Hawaiian Department much earlier, with emphasis and clarity, that the
function of the Army in Hawaii was to defend the fleet base. Despite
this fact, when warned that Japan's future action was unpredictable but
hostile action was possible at any moment and when his attention was
called to the necessity for reconnaissance, General Short proceeded to
institute an alert against sabotage only. This was done although there
had not been one single act of sabotage on the islands up to that time;
for that matter, there were no acts of sabotage thereafter, although
this danger in Hawaii had been recognized by both the Hawaiian
Department and Washington. [225a]. However, in all of General Short's
correspondence with General Marshall the subject of sabotage was not
emphasized and scarcely discussed. Quite to the contrary, the letters
referred repeatedly to aircraft and antiaircraft defense.

DISPATCHES INDICATING THREAT OF SABOTAGE

We will now consider the contention made by General Short that he
received other messages emphasizing measures against sabotage and
subversive activities, which to his mind confirmed the accuracy of his
judgment in instituting an alert against sabotage only. All of these
messages, however, were received after the warning dispatch of November
27 and after he had replied thereto. [226] They could not, therefore,
have influenced in any way his decision to institute an alert against
sabotage only.

The first of the messages concerning possible subversive activities was
signed by General Miles and was dated November 27. It pointed out that
hostilities may ensue and that subversive activities may be expected.
This message made definitely clear that subversive activities and
sabotage were not all that might be expected but hostilities as well. In
this connection, however, General Short has referred to the fact that
sabotage was a form of hostile action. [227]

On November 28 the Hawaiian Department received two dispatches from the
War Department specifically warning of the danger of sabotage and
subversive activities. [228] To the first of these dispatches which was
signed by General Adams, the Adjutant General, the

[225] As expressed by Secretary Stimson in his statement submitted for
the committee's consideration: "The outpost commander is like a sentinel
on duty in the face of the enemy. His fundamental duties are clear and
precise. He must assume that the enemy will attack at his particular
post; and that the enemy will attack at the time and in the way in which
it will be most difficult to defeat him. It is not the duty of the
outpost commander to speculate or rely on the possibilities of the enemy
attacking at some other outpost instead of his own. It is his duty to
meet him at his post at any time and to make the best possible fight
that can be made against him with the weapons with which he has been
supplied ." Committee record, pp. 14405, 14406.
[225a] See in this connection an aide memoire concerning "Defense of
Hawaii" prepared by the War Department and presented to the President by
General Marshall in May of 1941. Part IV, Note 42, infra.
[226] Committee exhibit No. 32, pp. 10,13, and 34.
[227] General Short said: " 'Hostile action at any moment' meant to me
that as far as Hawaii was concerned the War Department was predicting
sabotage. Sabotage is a form of hostile action." Committee record, p.
7929.
[228] For the full text of these two dispatches see pages 102 and 103,
supra.

122              PEARL HARBOR ATTACK

following reply (directed to the Adjutant General) was made on November
29: [229]

"Re your secret radio four eight two twenty eighth, full precautions are
being taken against subversive activities within the field of
investigative responsibility of War Department (paragraph three MID SC
thirty dash forty five) and military establishments including personnel
and equipment. As regards protection of vital installations outside of
military reservations such as power plants telephone exchanges and
highway bridges, this headquarters by confidential letter dated June
nineteen nineteen forty one requested the Governor of the Territory to
use the broad powers vested in him by section sixty seven of the organic
act which provides, in effect, that the Governor may call upon the
commanders of military and naval forces of the United States in the
territory of Hawaii to prevent or suppress lawless violence, invasion,
insurrection, etc. Pursuant to the authority stated the Governor on June
twentieth confidentially made a formal written demand on this
headquarters to furnish him and to continue to furnish such adequate
protection as may be necessary to prevent sabotage, and lawless violence
in connection therewith, being committed against vital installations and
structures in the Territory. Pursuant to the foregoing request
appropriate military protection is now being afforded vital civilian
installations. In this connection, at the instigation of this
headquarters the City and County of Honolulu on June thirtieth nineteen
forty one enacted an ordnance which permits the commanding general
Hawaiian Department, to close, or restrict the use of and travel upon,
any highway within the City and County of Honolulu, whenever the
commanding general deems such action necessary in the interest of
national defense. The authority thus given has not yet been exercised.
Relations with FBI and all other federal and territorial officials are
and have been cordial and mutual cooperation has been given on all
pertinent matters."

The reply (directed to General Arnold) to the second dispatch was not
received in the War Department until December 10, 1941. [230]

General Short, as heretofore indicated, has referred to the two
dispatches from the War Department of November 28 warning of the danger
of sabotage and subversive activities as confirming his original
decision to institute an alert against sabotage only. It is significant,
however, that the army commanders at Panama, on the West Coast, and in
the Philippines received these same dispatches warning of subversive
activities that were received by the Hawaiian commander. [230a] They did
not deter the commanders at these other places from taking full and
complete measures to alert their commands or convey to their minds that
defense against sabotage was the only action required. [230b]

The November 27 warning to General Short concerning possible hostile
action at any moment was signed by General Marshall a command directive
whereas the dispatches relating to sabotage and subversive activities
were signed by subordinate officials of the War Department. Inasmuch as
General Marshall's message contained no reference to sabotage whatever,
it would seem fair to suggest that upon receiving subsequent dispatches
from subordinate War Department officials warnings of this danger there
should have been aroused in the Commanding General's mind the thought
that perhaps he had misjudged the purport of the original warning. The
evidence reflects that any reference to sabotage or subversive
activities was deliberately omitted from the warning message sent
General Short (and the commanders at Panama, on the West Coast, and in
the Philippines) on November 27 in order "that this message could be
interpreted only as

[229] Committee exhibit No. 32, pp. 17, 18.
[230] Id, at pp. 19, 20.
[231] See Committee exhibit No. 35, p. 2.
[230b] For dispatches reflecting the full and complete measures taken by
these commanders (Panama, West Coast, the Philippines) see Committee
exhibit No. 32 pp. 11,15,15a, 16,18, 18a, and 18b.

PEARL HARBOR ATTACK              123

warning the commanding general in Hawaii against an attack from without.
[230c]

General Short stated that he assumed the Navy would conduct distant
reconnaissance [230d] and that he was relying on the Navy to give him
timely warning of an attack, indicating thereby that he realized the
warning messages required precautionary measures against all possible
contingencies. It naturally follows that his failure to take the action
required by the November 27 warning was not due to the subsequent
emphasis on the specific danger of subversive activities but rather by
reason of his failure to institute liaison with the Navy failure to
determine what the Navy was really doing as he advised the War
Department he had done, and his unwarranted assumption that even though
he did not himself institute precautionary measures against the danger
of an air attacks, the Navy would do so.

"DO-DON'T" CHARACTER OF THE NOVEMBER 27 DISPATCH AND AVOIDANCE OF WAR

As earlier indicated, General Short has referred to the November 27
dispatch as a "do-don't" message which conveyed to him the impression
that the avoidance of war was paramount and the greatest fear of the War
Department was that some international incident might occur in Hawaii
which Japan would regard as all overt act to test the merits of this
contention it is necessary to aline the directives and intelligence
beside the prohibitions and admonitions:

Negotiations with the Japanese appear
to be terminated to all practical
purposes with only the barest pos-
sibilities that the Japanese Govern-
ment might come back and offer to con-
tinue. Japanese future action unpre-
dictable but hostile action possible
at any moment.
                                   This policy should not be construed
                                   as restricting you to a course of
                                   action that might jeopardize your
                                   defense. Prior to hostile Japanese
                                   action, you are directed to undertake
                                   such reconnaissance and other
                                   measures as you deem necessary
Report measures taken. Should hos-
tilities occur, you will carry out
the tasks assigned in Rainbow Five
so far as they pertain to Japan.
                                   If hostilities cannot be avoided the
                                   United States desires that Japan
                                   commit the first overt act.
But these measures should be car-
ried out so as not to alarm the
civil population or disclose intent.
                                   Limit the dissemination of this
                                   highly secret information to minimum
                                   essential officers.

The first admonition appearing in the foregoing dispatch is a statement
of traditional American policy against the initiation of war *if
hostilities cannot be avoided the United States desires the prospective
enemy to commit the first overt act*. This General Short already knew.
Certainly he did not have in mind committing an overt act against Japan.
There was nothing here to restrict the commanding general's

[230c] See testimony of General Gerow, Committee record, pp. 2696-2698.
[230d] See committee record, p. 7927.

124            PEARL HARBOR ATTACK

contemplated plan of action. Indeed, the dispatch itself clearly pointed
out that the policy should not be construed as restricting General Short
to a course of action that might jeopardize his defense. [231] The very
fact that Japan must commit the first overt act emphasized the need for
greater vigilance and defensive effort.

The prohibition in the dispatch was that reconnaissance and "other
measures" should not be carried out so as to alarm the civil population
or disclose intent. This was incorporated in the message because of the
large number of Japanese inhabitants and it was felt that nothing should
be done, unless necessary to defense, to alarm the civil population and
thus possibly precipitate an incident which would give Japan an excuse
to go to war saying we had committed the first overt act. [232] No one
appreciated more than General Short the abnormally large percentage of
Japanese among the population of Hawaii. He knew that 37 percent or
approximately 160,000 of the population were of Japanese descent, some
35,000 being aliens. This was one of the principal reasons for the alert
against sabotage. [233]

The civil population was inured to Army and Navy maneuvers which were
going on continuously. [234] To have taken any of the logical steps to
defend Oahu reconnaissance, 24 hour operation of radar, effecting a high
state of aircraft and anti-aircraft readiness would not have alarmed a
population accustomed to simulated conditions of warfare. [235] In this
respect the November 27 dispatch from the War Department interjected no
deterrent to full and adequate defensive measures.

The admonition to limit dissemination of the information in the dispatch
to minimum essential officers was within the complete discretion of the
Commanding General. Dissemination of the information was to follow and
not precede the selection of the proper alert; and there were no
restrictions in the November 27 warning which should have precluded
General Short's instituting an alert commen-

[231] Mr. Stimson stated: "When General Short was informed on November
27 that 'Japanese action unpredictable' and that 'hostile action
possible at any moment,' and that the policy directed 'should not comma
repeat not comma be construed as restricting you to a course of action
that might jeopardize your defense,' we had a right to assume that he
would competently perform this paramount duty entrusted to him " Mr.
Stimson's statement, committee record, pp. 14397, 14398.
[232] See statement of Mr. Stimson, committee record, p. 14397. This
admonition was not included in the message to General MacArthur but was
contained in the message to the Commanding General, Western Defense
Command. See committee exhibit No. 32, pp. 8, 9.
[233] It is to be noted that one of the best criterions that General
Short possessed to determine what might alarm the civil population was
the so-called Herron Alert during the summer of 1940. This was an all-
out alert with complete dispersal of planes and troops with ammunition
at the guns and reconnaissance being conducted. There was no disturbance
of the civil population resulting from this action. See in this
connection Army Pearl Harbor Board record, pp. 1398, 2025, 2720, 2738,
2772, 2772, 3096, 3097.
[234] *General Maxwell Murray testified that the action required by
Alert No. 1 taking over water, lights, gas and oil utilities, patrols
all over, all important bridges guarded,-was just as much of an alarm to
the people that something was anticipated "as if they had gone to the
beaches" all out alert*. See Army Pearl Harbor Board Record, p. 3096,
3097.
[235] Before the Navy Court of Inquiry, Admiral Kimmel testified: "I
discussed the question of air attack on Pearl Harbor with the commanding
general on various occasions. We simulated such attack; we sent planes
in to attack Pearl Harbor, I don't know how many times, but several
times, during the year I was out there, and we put the defending planes
or other elements into operation." Navy Court of Inquiry record, p.
1131.

Testifying before the Navy Court of Inquiry, Admiral Kimmel was asked
whether there were any drills furthering joint Army-Navy exercises. He
replied: "Yes. Air raid drills for several months were conducted each
week. For about 2 to 3 months prior to December 7,1941, we conducted the
drills once every 2 weeks This was in order to insure the participation
of all elements in each drill as held, and when the drills were held
weekly there were too many people excused due to overhauling a plane or
some work that they considered essential and more important than taking
part in drills." Navy Court of Inquiry Record, P. 296.

PEARL HARBOR ATTACK              125

surate with the warning and orders contained therein. [235] Perhaps,
after the event the warning message could be improved upon. It
nevertheless was adequate and its orders should have been carried out
with an appreciation of the implications of the warning it conveyed.

COMMANDING GENERAL'S RELIANCE ON THE NAVY

It is apparent from the evidence that General Short was depending on the
Navy to give him timely and adequate warning of any enemy force
approaching Hawaii. He stated that from repeated conversations with the
Navy he knew that the Japanese naval vessels were supposed to be either
in their home ports or proceeding south; that he knew the Navy had task
forces at sea with reconnaissance from Midway, Wake, Palmyra, and
Johnston Islands, which would render an air attack highly improbable;
that the War Plans Officer on Admiral Kimmel's staff, Admiral McMorris,
had stated that there was no chance of a surprise attack on Oahu; that
it was only through the Navy that he could obtain information concerning
the movement of Japanese vessels; and that distant reconnaissance was a
Navy responsibility. [237]

General Short's unfortunate predicament on the morning of December 7 was
occasioned to a degree by reason of his reliance on the Navy to provide
him timely warning. However, the fact that he was relying on the Navy
does not excuse General Short for his failure to determine whether his
assumptions with respect to what the Navy was doing were correct. He
assumed operations of the task forces rendered an air attack highly
improbable; he assumed the Navy was conducting distant reconnaissance
from Oahu; he assumed the Navy would advise him of the location and
movement of Japanese warships. Yet a simple inquiry by General Short
would have revealed that the task forces effected no coverage of the
dangerous northern approaches to Oahu; that the Navy was not conducting
distant reconnaissance; and that the Navy did not know where the
Japanese carrier strength was for over a week prior to December 7. We
can understand General Short's dependence on the Navy, but we cannot
overlook the fact that he made these assumptions with no attempt to
verify their correctness.

INTERFERENCE WITH TRAINING

General Short has pointed out that the factor of training was considered
in selecting Alert No. 1; that the use of Alerts 2 or 3 would

[236] In commenting concerning the November 27 warning sent General
Short, Secretary Stimson said: "This message has been characterized as
ambiguous and described as a 'do-don't' message. The fact is that it
presented with the utmost precision the situation with which we were all
confronted and in the light of which all our commanding officers, as
well as we ourselves in Washington, had to govern our conduct. The
situation was admittedly delicate and critical. On the one hand, in view
of the fact that we wanted more time, we did not want to precipitate war
at this moment if it could be avoided. If there was to be war, moreover,
we wanted the Japanese to commit the first overt act. On the other hand,
the matter of defense against an attack by Japan was the first
consideration. In Hawaii, because of the large numbers of Japanese
inhabitants, it was felt desirable to issue a special warning so that
nothing would be done, unless necessary to the defense, to alarm the
civil population and this possibly to precipitate an incident and give
the Japanese an excuse to go to war and the chance to say that we had
committed the first overt act." Further: "*All these considerations were
placed before the commanding officers of their respective areas, and it
was because they were thought competent to act in a situation of
delicacy requiring judgment and skill that they had been placed in these
high posts of command.*" Mr. Stimson's statement, committee record, pp.
14396, 14397.
[237] Committee record, page 7946 et seq.

126               PEARL HARBOR ATTACK

have seriously interfered with his training mission. He observed that
the soldiers and officers of his command were in large part relatively
new to the Army and to their specialized tasks and that regular training
was essential. He stated that the War Department dispatch of November 27
"had not indicated in any way that our training mission was modified,
suspended or abolished, and that all troops were to go immediately into
tactical status." [238]

General Short has pointed out that the Hawaiian Air Force had the
particular mission of training combat crews and ferrying B-17's to the
Philippine Islands. He recalled that on September 8, 1941, 9 trained
combat teams were sent to the Philippines; that before November 27, 18
trained combat teams had been sent to the mainland and 17 more teams
were ready to go to the mainland for ferrying purposes; and that 12 more
combat crews had to be trained for planes expected to arrive at an early
date. He observed that only 6 of his 12 Flying Fortresses were in
condition and available for the training and that it was imperative
General Martin make maximum use of these planes for training. He felt
that if war were momentarily expected in the Hawaiian coastal frontier,
the training considerations would give way but that every indication was
that the War Department expected the war to break out, if at all, only
in the far Pacific and not at Hawaii. [239]

As has been earlier indicated, however, the very fact of having
suggested to General Short that he undertake reconnaissance was an
indication of the possibility of an attack on Hawaii from without. This
committee believes that the warning dispatch of November 27 was ample
notice to a general in the field that his training was now secondary
that his primary mission had become execution of the orders contained in
the dispatch and the effecting of maximum defensive security.

THE ORDER TO UNDERTAKE RECONNAISSANCE

The very fact that General Short noted the order with respect to
undertaking reconnaissance contained in the dispatch of November 27 and
thereafter instituted an alert against sabotage only demonstrates a
failure to grasp the serious circumstances confronting his command. It
is to be recalled in this connection that Army commanders in the
Philippines, at Panama, and on the West Coast, upon receiving the
dispatch of November 27 in substantially the same terms as General
Short, instituted full measures adequately to alert their commands.
[240]

The observation has been made by General Short that he presumed the man
who prepared the message of November 27 ordering him to undertake
reconnaissance was unfamiliar with the fact that the Navy

[238] Id., at pp. 7948, 7949.
[239] Id.
[240] See Committee Exhibit No. 32, pp. 11, 15 16 and 18 for replies,
pursuant to the warning messages of November 27, from General MacArthur
in the Philippines, General DeWitt on the West Coast, and General
Andrews at Panama.

General MacArthur replied under date of November 28: "Pursuant to
instructions contained in your radio six two four, air reconnaissance
has been extended and intensified in conjunction with the Navy. Around
security measures have been taken. Within the limitations imposed by
present state of development of this theatre of operations everything is
in readiness for the conduct of a successful defense. Intimate liaison
and cooperation and cordial relations exist between Army and Navy."

A significant portion of the reply from General Andrews follows: "In the
Panama Sector, the Commandant of the 15th Naval District is conducting
continuous surface patrol of the area included within the Panama Coastal
Frontier, supplemented, within the limits of the aircraft at his
disposal, by an air patrol. In my opinion, the Commandant of the 15th
Naval District, does not have sufficient aircraft or vessels within his
control for adequate reconnaissance."

PEARL HARBOR ATTACK               127

was responsible for distant reconnaissance. [241] It is inconceivable,
however, that in the face of a specific directive with respect to
reconnaissance General Short should not have requested clarification
from the War Department in the event he felt the latter did not mean
what it had unequivocally said and had failed to take into consideration
the Navy's responsibility for reconnaissance. This fact takes on added
importance when it is realized that the November 27 dispatch was the
first and only dispatch General Short had received signed by General
Marshall, the Chief of Staff, since becoming commanding general of the
Hawaiian Department. It was a *command directive* which should have
received the closest scrutiny and consideration by the Hawaiian general.  

Certainly the least that General Short could have done was to advise
Admiral Kimmel or Admiral Bloch and consult with them at once concerning
the fact that he had been directed to undertake reconnaissance if he
presumed the Navy was to perform this function. The Joint Coastal
Frontier Defense Plan, the very document wherein the Navy assumed
responsibility for distant reconnaissance, contained in an annex thereto
provision for joint operations *when the Commanding General of the
Hawaiian Department and the Naval Base Defense Officer agree that a
threat of a hostile raid or attack is sufficiently imminent*. The
failure to appreciate the necessity for following through on an order to
undertake reconnaissance is not in keeping with the good judgment
expected from the commanding general of the Hawaiian Department.

It is further to be borne in mind that General Short had six mobile
radar units which were available for reconnaissance use. He ordered
their operations from 4 a. m. to 7 a. m., in addition to the normal
training operation of radar during the day, but failed to provide the
necessary officers handling the equipment with the knowledge that war
was at hand in order that they would intelligently attach significance
to information which the radar might develop. In testifying before the
committee concerning the operation of radar, General Short said: [241a]
"That (the radar) was put into alert during what I considered the most
dangerous hours of the day for an air attack, from 4 o'clock to 7
o'clock a. m. daily." The very fact that radar was ordered operated at
all was in recognition of the danger of a threat from without; indeed it
was only in contemplation of such a threat that General Short would have
been supplied radar at all. [242]

[241] Army Pearl Harbor Board record, pp. 4436, 4437.
[241a] Committee record, p. 8054.
[242] In a statement submitted for the committee's consideration, Mr.
Stimson said: "You will notice that this message of November 27th
specifically mentions that reconnaissance is to be undertaken. This to
my mind was a very important part of the message, not only because of
its obvious desirability but also because we had provided the Hawaiian
Department with what I regarded as a most effective means of
reconnaissance against air attack and one to which I had personally
devoted a great deal of attention during the preceding months. I refer
to the radar equipment with which the Hawaiian Department was then
provided. This equipment permitted approaching planes to be seen at
distances of approximately 100 miles, and to do so in darkness and storm
as well as in clear daylight. In the early part of 1941 I had taken up
earnestly the matter of securing such radar equipment for aircraft
protection. I knew, although it was not then generally known that radar
had proved of the utmost importance to the British in the Battle of
Britain, and I felt in the beginning of 1941 that we were not getting
this into production and to the troops as quickly as we should, and put
on all the pressure I could to speed up its acquisition. By the autumn
of 1941 we had got some of this equipment out to Hawaii, and only a few
days before this I had received a report of the tests which had been
made of this equipment in Hawaii on November 19th, which indicated very
satisfactory results in detecting approaching airplanes. I testified at
considerable length with regard to this before the Army Pearl Harbor
Board (A. P. H. B. 4064, et seq.). When we specifically directed the
commanding officer at Hawaii, who had been warned that war was likely at
any moment, to make reconnaissance, I assumed that *all means of
reconnaissance available to both the Army and Navy would be employed*.
On the same day a war warning was dispatched to the Commander-in-Chief
of the Pacific Fleet by the Chief of Naval Operations. The standing
instructions to the theatre commanders were that all messages of this
character were to be exchanged between the Army and Navy commands.
Committee record, pp. 14398, 14399.

128             PEARL HARBOR ATTACK

THE SHORT REPORT

It is recalled that the dispatch of November 27, No. 472, carried
instructions to report measures taken and that General Short, referring
to the dispatch by number, advised that the Hawaiian Department was
"alerted to prevent sabotage. Liaison with Navy." As paraphrased and
reviewed in the War Department, this reply read: "Report Department
alerted to prevent sabotage. Liaison with Navy reurad four seven two
twenty seven." [243] No action was taken by the War Department following
receipt of this reply.

General Short has stated that the silence and failure of the War
Department to reply to his report of measures taken constituted
reasonable grounds for his belief that his action was exactly what the
War Department desired. He has pointed out that if the action taken by
him was not consistent with the desires of the War Department it should
have informed him of that fact. [244]

The question at this point, however, is not whether Washington should
have replied to General Short's dispatch but whether the commanding
general was entitled to believe that his reply had adequately informed
Washington that he had or had not carried out the orders contained in
General Marshall's warning of November 27. [245] General Gerow has
already assumed full responsibility for failure to follow up to insure
that the alert to prevent sabotage was not the only step taken by the
Hawaiian Department under the circumstances. No one in Washington
appears to have been impressed with or caught the fact that General
Short's report of measures taken was inadequate and not sufficiently
responsive to the directive. This failure of supervision cannot be
condoned.

However, a reasonable inference from the statement "liaison with Navy"
was that through liaison with the Navy he had taken the necessary steps
to implement the War Department warning, including the undertaking of
reconnaissance. This was clearly recognized by General Short. In
testifying before the Army Pearl Harbor Board he was asked the question:
[246] "In your message of November 27, you say, 'Liaison with the Navy.'
Just what did you mean by that? How did that cover anything required by
that particular message?"

"General Short. To my mind it meant very definitely keeping in touch
with the Navy, knowing what information they had and what they were
doing."  

"Question. Did it indicate in any way that you expected the Navy to
carry out its part of that agreement for long-distance reconnaissance?  
"General SHORT. Yes. Without any question, whether I had sent that or
not it would have affected it, because they signed a definite agreement
which was approved by the Navy as well as our Chief of Staff."

[243] See committee exhibit No. 32, p. 12.
[244] Committee record, p. 7965 et seq.
[245] Referring to General Short's reply, Secretary Stimson said: "* * *
he then sent a reply message to Washington which gave no adequate notice
of what he had faded to do and which was susceptible of being taken, and
was taken, as a general compliance with the main warning from
Washington. My initials show that this message crossed my desk, and in
spite of my keen interest in the situation it certainly gave me no
intimation that the alert order against an enemy attack was not being
carried out. Although it advised me that General Short was alert against
sabotage, I had no idea that being 'alerted to prevent sabotage' was in
any way an express or implied denial of being alert against an attack by
Japan's armed forces. The very purpose of a fortress such as Hawaii is
to repel such an attack, and Short was the commander of that fortress.
Furthermore, Short's statement in his message that 'liaison' was being
carried out with the Navy, coupled with the fact that our message of
November 27th had specifically directed reconnaissance, naturally gave
the impression that the various reconnaissance and other defensive
measures in which the cooperation of the Army and the Navy is necessary,
were under way and a proper alert was in effect." Committee record pp.
14408, 11409.
[248] Army Pearl Harbor Board record, p. 380.

PEARL HARBOR ATTACK              129

General Short was not entitled to presume that his responsibilities as
Commander of the Hawaiian Department had been discharged or shifted to
the War Department through dispatch of his reply. [247] This conclusion
is most fully appreciated when he admittedly was not clear concerning
the order to undertake reconnaissance. [248] The War Department was
entitled to expect the commanding general had carried out the order to
effect reconnaissance or in the alternative that he would have requested
clarifying instructions. Conceding that General Short presumed the War
Department would correct him if he was in error, the fact that
supplemental instructions were not issued does not serve to remove that
error. Had he made no report whatever the situation in Hawaii on the
morning of December 7 would have been the same.

Although General Short specifically advised the War Department on
November 27 that he was maintaining "liaison with Navy" the evidence is
unmistakably clear, as will subsequently appear, that he did not
establish liaison with the Navy concerning the action to be taken
pursuant to the Department's warning message.

ACTION WHICH WAS NOT TAKEN UPON RECEIPT OF THE NOVEMBER 27 DISPATCH

Apart from instituting an alert against sabotage and ordering the
operation of radar from 4 to 7 a. m. no other appreciable steps were
taken by the commanding general to prepare his command for defense
against possible hostilities. [249]

No change was made in the state of readiness of aircraft which were on
four hours' notice. There was therefore no integration of aircraft and
radar, even in the latter's limited operation from 4 to 7 a. m. The
maximum distance radar could pick up approaching planes was
approximately 130 miles. With the Army aircraft on 4 hours' notice a
warning from the radar information center would have been of little
avail.

Operation of radar was not instituted on a 24-hour basis. It was so
operated immediately after the attack, although as a matter of fact it
was not until December 17 that the aircraft warning service was placed
under complete control Of the Air Corps and the Signal Corps, handling
the training phases, removed from the picture. [250]

No action was taken with a view to tightening up the antiaircraft
defenses. [251] The ammunition for the 60 mobile antiaircraft guns was  

[247] See committee record, pp. 4420, 4421
[248] Referring to the testimony of General Gerow to the effect that the
commanding general's report would have been perfectly clear if he had
indicated he was alerted against sabotage only (see note 247, supra)
General Short commented that General Gerow "was unwilling to read my
message and admit it meant what it said, no more and no less". Yet
General Short failed to accord the war Department the same privilege he
was taking; that is, that the order to undertake reconnaissance *meant
what it said, no more and no less*. See committee record, pp. 7967,
7968.
[249] Referring to the action taken by General Short, Secretary Stimson
stated: "* * * to cluster his airplanes in such groups and positions
that in an emergency they could not take the air for several hours, and
to keep his antiaircraft ammunition so stored that it could not be
promptly and immediately available, and to use his best reconnaissance
system, the radar, only for a very small fraction of the day and night,
in my opinion betrayed a misconception of his real duty which was almost
beyond belief." See statement Of Secretary Stimson submitted for the
committees consideration; committee record, p. 14408.
[250] committee record, p. 8379.
[251] In testifying before the Navy Court of Inquiry, Admiral Kimmel was
asked which service was charged with repulsing enemy aircraft by
antiaircraft fire on December 7, 1941. He replied: "The Army, I should
say, had the prime responsibility. The plans that we had provided for
the Navy rendering every possible assistance to the Army. It provided
for the use of all guns, including 30 calibers and even shoulder rifles
by the marines in the navy yard, and by the crews of the flying field.
In addition, it provided that the batteries of all ships should take
part in shooting down the planes." Navy Court of Inquiry record, p. 295.