Opinion of Souter, J.
YASER ESAM HAMDI
and ESAM FOUAD
HAMDI, as
next friend of
YASER ESAM HAMDI,
PETITION-
ERS v.
DONALD H.
RUMSFELD,
SECRETARY
OF DEFENSE,
et al.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
[June 28, 2004]
Justice Souter, with whom Justice Ginsburg joins, concurring in part, dissenting in part, and concurring in the judgment.
According to Yaser Hamdi’s petition for writ of habeas corpus, brought on his behalf by his father, the Government of the United States is detaining him, an American citizen on American soil, with the explanation that he was seized on the field of battle in Afghanistan, having been on the enemy side. It is undisputed that the Government has not charged him with espionage, treason, or any other crime under domestic law. It is likewise undisputed that for one year and nine months, on the basis of an Executive designation of Hamdi as an “enemy combatant,” the Government denied him the right to send or receive any communication beyond the prison where he was held and, in particular, denied him access to counsel to represent him.1 The Government asserts a right to hold Hamdi under these conditions indefinitely, that is, until the Government determines that the United States is no longer threatened by the terrorism exemplified in the attacks of September 11, 2001.
In these
proceedings on
Hamdi’s
petition, he
seeks to
challenge the
facts claimed by
the Government
as the basis for
holding him as
an enemy
combatant. And
in this Court he
presses the
distinct
argument that
the Government’s
claim, even if
true, would not
implicate any
authority for
holding him that
would satisfy
18 U.S.C. § 4001(a)
(Non-Detention
Act), which bars
imprisonment
or detention of
a citizen
“except pursuant
to an Act of
Congress.”
The Government responds that Hamdi’s incommunicado imprisonment as an enemy combatant seized on the field of battle falls within the President’s power as Commander in Chief under the laws and usages of war, and is in any event authorized by two statutes. Accordingly, the Government contends that Hamdi has no basis for any challenge by petition for habeas except to his own status as an enemy combatant; and even that challenge may go no further than to enquire whether “some evidence” supports Hamdi’s designation, see Brief for Respondents 34—36; if there is “some evidence,” Hamdi should remain locked up at the discretion of the Executive. At the argument of this case, in fact, the Government went further and suggested that as long as a prisoner could challenge his enemy combatant designation when responding to interrogation during incommunicado detention he was accorded sufficient process to support his designation as an enemy combatant. See Tr. of Oral Arg. 40; id., at 42 (“[H]e has an opportunity to explain it in his own words” “[d]uring interrogation”). Since on either view judicial enquiry so limited would be virtually worthless as a way to contest detention, the Government’s concession of jurisdiction to hear Hamdi’s habeas claim is more theoretical than practical, leaving the assertion of Executive authority close to unconditional.
The plurality rejects any such limit on the exercise of habeas jurisdiction and so far I agree with its opinion. The plurality does, however, accept the Government’s position that if Hamdi’s designation as an enemy combatant is correct, his detention (at least as to some period) is authorized by an Act of Congress as required by §4001(a), that is, by the Authorization for Use of Military Force, 115 Stat. 224 (hereinafter Force Resolution). Ante, at 9—14. Here, I disagree and respectfully dissent. The Government has failed to demonstrate that the Force Resolution authorizes the detention complained of here even on the facts the Government claims. If the Government raises nothing further than the record now shows, the Non-Detention Act entitles Hamdi to be released.
I
The Government’s first response to Hamdi’s claim that holding him violates §4001(a), prohibiting detention of citizens “except pursuant to an Act of Congress,” is that the statute does not even apply to military wartime detentions, being beyond the sphere of domestic criminal law. Next, the Government says that even if that statute does apply, two Acts of Congress provide the authority §4001(a) demands: a general authorization to the Department of Defense to pay for detaining “prisoners of war” and “similar” persons, 10 U.S.C. § 956(5), and the Force Resolution, passed after the attacks of 2001. At the same time, the Government argues that in detaining Hamdi in the manner described, the President is in any event acting as Commander in Chief under Article II of the Constitution, which brings with it the right to invoke authority under the accepted customary rules for waging war. On the record in front of us, the Government has not made out a case on any theory.
II
The threshold issue is how broadly or narrowly to read the Non-Detention Act, the tone of which is severe: “No citizen shall be imprisoned or otherwise detained by the United States except pursuant to an Act of Congress.” Should the severity of the Act be relieved when the Government’s stated factual justification for incommunicado detention is a war on terrorism, so that the Government may be said to act “pursuant” to congressional terms that fall short of explicit authority to imprison individuals? With one possible though important qualification, see infra, at 10—11, the answer has to be no. For a number of reasons, the prohibition within §4001(a) has to be read broadly to accord the statute a long reach and to impose a burden of justification on the Government.
First, the circumstances in which the Act was adopted point the way to this interpretation. The provision superseded a cold-war statute, the Emergency Detention Act of 1950 (formerly 50 U.S.C. § 811 et seq. (1970 ed.)), which had authorized the Attorney General, in time of emergency, to detain anyone reasonably thought likely to engage in espionage or sabotage. That statute was repealed in 1971 out of fear that it could authorize a repetition of the World War II internment of citizens of Japanese ancestry; Congress meant to preclude another episode like the one described in Korematsu v. United States, 323 U.S. 214 (1944). See H. R. Rep. No. 92—116, pp. 2, 4—5 (1971). While Congress might simply have struck the 1950 statute, in considering the repealer the point was made that the existing statute provided some express procedural protection, without which the Executive would seem to be subject to no statutory limits protecting individual liberty. See id., at 5 (mere repeal “might leave citizens subject to arbitrary executive action, with no clear demarcation of the limits of executive authority”); 117 Cong. Rec. 31544 (1971) (Emergency Detention Act “remains as the only existing barrier against the future exercise of executive power which resulted in” the Japanese internment); cf. id., at 31548 (in the absence of further procedural provisions, even §4001(a) “will virtually leave us stripped naked against the great power … which the President has”). It was in these circumstances that a proposed limit on Executive action was expanded to the inclusive scope of §4001(a) as enacted.
The fact that Congress intended to guard against a repetition of the World War II internments when it repealed the 1950 statute and gave us §4001(a) provides a powerful reason to think that §4001(a) was meant to require clear congressional authorization before any citizen can be placed in a cell. It is not merely that the legislative history shows that §4001(a) was thought necessary in anticipation of times just like the present, in which the safety of the country is threatened. To appreciate what is most significant, one must only recall that the internments of the 1940’s were accomplished by Executive action. Although an Act of Congress ratified and confirmed an Executive order authorizing the military to exclude individuals from defined areas and to accommodate those it might remove, see Ex parte Endo, 323 U.S. 283, 285—288 (1944), the statute said nothing whatever about the detention of those who might be removed, id., at 300—301; internment camps were creatures of the Executive, and confinement in them rested on assertion of Executive authority, see id., at 287—293. When, therefore, Congress repealed the 1950 Act and adopted §4001(a) for the purpose of avoiding another Korematsu, it intended to preclude reliance on vague congressional authority (for example, providing “accommodations” for those subject to removal) as authority for detention or imprisonment at the discretion of the Executive (maintaining detention camps of American citizens, for example). In requiring that any Executive detention be “pursuant to an Act of Congress,” then, Congress necessarily meant to require a congressional enactment that clearly authorized detention or imprisonment.
Second, when Congress passed §4001(a) it was acting in light of an interpretive regime that subjected enactments limiting liberty in wartime to the requirement of a clear statement and it presumably intended §4001(a) to be read accordingly. This need for clarity was unmistakably expressed in Ex parte Endo, supra, decided the same day as Korematsu. Endo began with a petition for habeas corpus by an interned citizen claiming to be loyal and law-abiding and thus “unlawfully detained.” 323 U.S., at 294. The petitioner was held entitled to habeas relief in an opinion that set out this principle for scrutinizing wartime statutes in derogation of customary liberty:
“In interpreting a wartime measure we must assume that [its] purpose was to allow for the greatest possible accommodation between … liberties and the exigencies of war. We must assume, when asked to find implied powers in a grant of legislative or executive authority, that the law makers intended to place no greater restraint on the citizen than was clearly and unmistakably indicated by the language they used.” Id., at 300.
Congress’s understanding of the need for clear authority before citizens are kept detained is itself therefore clear, and §4001(a) must be read to have teeth in its demand for congressional authorization.
Finally, even if history had spared us the cautionary example of the internments in World War II, even if there had been no Korematsu, and Endo had set out no principle of statutory interpretation, there would be a compelling reason to read §4001(a) to demand manifest authority to detain before detention is authorized. The defining character of American constitutional government is its constant tension between security and liberty, serving both by partial helpings of each. In a government of separated powers, deciding finally on what is a reasonable degree of guaranteed liberty whether in peace or war (or some condition in between) is not well entrusted to the Executive Branch of Government, whose particular responsibility is to maintain security. For reasons of inescapable human nature, the branch of the Government asked to counter a serious threat is not the branch on which to rest the Nation’s entire reliance in striking the balance between the will to win and the cost in liberty on the way to victory; the responsibility for security will naturally amplify the claim that security legitimately raises. A reasonable balance is more likely to be reached on the judgment of a different branch, just as Madison said in remarking that “the constant aim is to divide and arrange the several offices in such a manner as that each may be a check on the other–that the private interest of every individual may be a sentinel over the public rights.” The Federalist No. 51, p. 349 (J. Cooke ed. 1961). Hence the need for an assessment by Congress before citizens are subject to lockup, and likewise the need for a clearly expressed congressional resolution of the competing claims.
III
Under this principle of reading §4001(a) robustly to require a clear statement of authorization to detain, none of the Government’s arguments suffices to justify Hamdi’s detention.
A
First, there
is the argument
that §4001(a)
does not even
apply to wartime
military
detentions, a
position resting
on the placement
of §4001(a) in
Title 18 of the
United States
Code, the
gathering of
federal criminal
law. The text of
the statute does
not, however, so
limit its reach,
and the
legislative
history of the
provision shows
its placement in
Title 18 was not
meant to render
the statute more
restricted than
its terms. The
draft of what is
now §4001(a) as
contained in the
original bill
prohibited only
imprisonment
unauthorized by
Title 18. See
H. R. Rep. No.
92—
116, at 4. In
response to the
Department of
Justice’s
objection that
the original
draft seemed to
assume wrongly
that all
provisions for
the detention of
convicted
persons would be
contained in
Title 18, the
provision was
amended by
replacing a
reference to
that title with
the reference to
an “Act of
Congress.”
Id., at 3.
The Committee on
the Judiciary,
discussing this
change, stated
that “[limiting]
detention of
citizens … to
situations in
which … an Act
of Congres[s]
exists” would
“assure that no
detention camps
can be
established
without at least
the acquiescence
of the
Congress.”
Id., at 5.
See also
supra,
at 4—6. This
understanding,
that the amended
bill would sweep
beyond
imprisonment for
crime and apply
to Executive
detention in
furtherance of
wartime
security, was
emphasized in an
extended debate.
Representative
Ichord, chairman
of the House
Internal
Security
Committee and an
opponent of the
bill, feared
that the
redrafted
statute would
“deprive the
President of his
emergency powers
and his most
effective means
of coping with
sabotage and
espionage agents
in war-related
crises.” 117
Cong. Rec., at
31542.
Representative
Railsback, the
bill’s sponsor,
spoke of the
bill in absolute
terms: “[I]n
order to
prohibit
arbitrary
executive
action, [the
bill] assures
that no
detention of
citizens can be
undertaken by
the Executive
without the
prior consent of
Congress.”
Id., at
31551. This
legislative
history
indicates that
Congress was
aware that
§4001(a) would
limit the
Executive’s
power to detain
citizens in
wartime to
protect national
security, and it
is fair to say
that the
prohibition was
thus intended to
extend not only
to the exercise
of power to
vindicate the
interests
underlying
domestic
criminal law,
but to
statutorily
unauthorized
detention by the
Executive for
reasons of
security in
wartime, just as
Hamdi claims.2
B
Next, there is the Government’s claim, accepted by the Court, that the terms of the Force Resolution are adequate to authorize detention of an enemy combatant under the circumstances described,3 a claim the Government fails to support sufficiently to satisfy §4001(a) as read to require a clear statement of authority to detain. Since the Force Resolution was adopted one week after the attacks of September 11, 2001, it naturally speaks with some generality, but its focus is clear, and that is on the use of military power. It is fairly read to authorize the use of armies and weapons, whether against other armies or individual terrorists. But, like the statute discussed in Endo, it never so much as uses the word detention, and there is no reason to think Congress might have perceived any need to augment Executive power to deal with dangerous citizens within the United States, given the well-stocked statutory arsenal of defined criminal offenses covering the gamut of actions that a citizen sympathetic to terrorists might commit. See, e.g., 18 U.S.C. § 2339A (material support for various terrorist acts); §2339B (material support to a foreign terrorist organization); §2332a (use of a weapon of mass destruction, including conspiracy and attempt); §2332b(a)(1) (acts of terrorism “transcending national boundaries,” including threats, conspiracy, and attempt); 18 U.S.C. A. §2339C (Supp. 2004) (financing of certain terrorist acts); see also 18 U.S.C. § 3142(e) (pretrial detention). See generally Brief for Janet Reno et al. as Amici Curiae in Rumsfeld v. Padilla, O. T. 2003, No. 03—1027, pp. 14—19, and n. 17 (listing the tools available to the Executive to fight terrorism even without the power the Government claims here); Brief for Louis Henkin et al. as Amici Curiae in Rumsfeld v. Padilla, O. T. 2003, No. 03—1027, p. 23, n. 27.4
C
Even so, there is one argument for treating the Force Resolution as sufficiently clear to authorize detention of a citizen consistently with §4001(a). Assuming the argument to be sound, however, the Government is in no position to claim its advantage.
Because the
Force Resolution
authorizes the
use of military
force in acts of
war by the
United States,
the argument
goes, it is
reasonably clear
that the
military and its
Commander in
Chief are
authorized to
deal with enemy
belligerents
according to the
treaties and
customs known
collectively as
the laws of war.
Brief for
Respondents 20—
22; see ante,
at 9—14
(accepting this
argument).
Accordingly, the
United States
may detain
captured
enemies, and
Ex parte
Quirin,
317 U.S. 1
(1942), may
perhaps be
claimed for the
proposition that
the American
citizenship of
such a captive
does not as such
limit the
Government’s
power to deal
with him under
the usages of
war. Id.,
at 31, 37—38.
Thus, the
Government here
repeatedly
argues that
Hamdi’s
detention
amounts to
nothing more
than customary
detention of a
captive taken on
the field of
battle: if the
usages of war
are fairly
authorized by
the Force
Resolution,
Hamdi’s
detention is
authorized for
purposes of
§4001(a).
There is no
need, however,
to address the
merits of such
an argument in
all possible
circumstances.
For now it is
enough to
recognize that
the Government’s
stated legal
position in its
campaign against
the Taliban
(among whom
Hamdi was
allegedly
captured) is
apparently at
odds with
its claim here
to be acting in
accordance with
custo-
mary law of war
and hence to be
within the terms
of
the Force
Resolution in
its detention of
Hamdi. In a
statement of its
legal position
cited in its
brief, the
Government says
that “the Geneva
Convention
applies
to the Taliban
detainees.”
Office of the
White House
Press Secretary,
Fact Sheet,
Status of
Detainees at
Guantanamo (Feb.
7, 2002),
www.whitehouse.gov/news/releases/2002/
02/20020207—13.h
tml (as visited
June 18, 2004,
and available in
Clerk of Court’s
case file)
(hereinafter
White House
Press Release)
(cited in Brief
for Respondents
24, n. 9). Hamdi
presumably is
such a detainee,
since according
to the
Government’s own
account, he was
taken bearing
arms on the
Taliban side of
a field of
battle in
Afghanistan. He
would therefore
seem to qualify
for treatment as
a prisoner of
war under the
Third Geneva
Convention, to
which the United
States is a
party. Article 4
of the Geneva
Convention (III)
Relative to the
Treatment of
Prisoners of
War, Aug. 12,
1949, [1955] 6
U.S. T. 3316,
3320,
T. I. A. S. No.
3364.
By holding him incommunicado, however, the Government obviously has not been treating him as a prisoner of war, and in fact the Government claims that no Taliban detainee is entitled to prisoner of war status. See Brief for Respondents 24; White House Press Release. This treatment appears to be a violation of the Geneva Convention provision that even in cases of doubt, captives are entitled to be treated as prisoners of war “until such time as their status has been determined by a competent tribunal.” Art. 5, 6 U.S. T., at 3324. The Government answers that the President’s determination that Taliban detainees do not qualify as prisoners of war is conclusive as to Hamdi’s status and removes any doubt that would trigger application of the Convention’s tribunal requirement. See Brief for Respondents 24. But reliance on this categorical pronouncement to settle doubt is apparently at odds with the military regulation, Enemy Prisoners of War, Retained Personnel, Civilian Internees and Other Detainees, Army Reg. 190—8, §§1—5, 1—6 (1997), adopted to implement the Geneva Convention, and setting out a detailed procedure for a military tribunal to determine an individual’s status. See, e.g., id., §1—6 (“A competent tribunal shall be composed of three commissioned officers”; a “written record shall be made of proceedings”; “[p]roceedings shall be open” with certain exceptions; “[p]ersons whose status is to be determined shall be advised of their rights at the beginning of their hearings,” “allowed to attend all open sessions,” “allowed to call witnesses if reasonably available, and to question those witnesses called by the Tribunal,” and to “have a right to testify”; and a tribunal shall determine status by a “[p]reponderance of evidence”). One of the types of doubt these tribunals are meant to settle is whether a given individual may be, as Hamdi says he is, an “[i]nnocent civilian who should be immediately returned to his home or released.” Id., 1—6e(10)(c). The regulation, jointly promulgated by the Headquarters of the Departments of the Army, Navy, Air Force, and Marine Corps, provides that “[p]ersons who have been determined by a competent tribunal not to be entitled to prisoner of war status may not be executed, imprisoned, or otherwise penalized without further proceedings to determine what acts they have committed and what penalty should be imposed.” Id., §1—6g. The regulation also incorporates the Geneva Convention’s presumption that in cases of doubt, “persons shall enjoy the protection of the … Convention until such time as their status has been determined by a competent tribunal.” Id., §1—6a. Thus, there is reason to question whether the United States is acting in accordance with the laws of war it claims as authority.
Whether, or to what degree, the Government is in fact violating the Geneva Convention and is thus acting outside the customary usages of war are not matters I can resolve at this point. What I can say, though, is that the Government has not made out its claim that in detaining Hamdi in the manner described, it is acting in accord with the laws of war authorized to be applied against citizens by the Force Resolution. I conclude accordingly that the Government has failed to support the position that the Force Resolution authorizes the described detention of Hamdi for purposes of §4001(a).
It is worth
adding a further
reason for
requiring the
Government to
bear the burden
of clearly
justifying its
claim to be
exercising
recognized war
powers before
declaring
§4001(a)
satisfied.
Thirty-eight
days after
adopting the
Force
Resolution,
Congress passed
the statute
entitled Uniting
and
Strengthening
America by
Providing
Appropriate
Tools Required
to Intercept and
Obstruct
Terrorism Act of
2001 (USA
PATRIOT ACT),
115 Stat. 272;
that Act
authorized the
detention of
alien terrorists
for no more than
seven days in
the absence of
criminal charges
or deportation
proceedings,
8 U.S.C. § 1226a(a)(5)
(2000 ed., Supp.
I). It is very
difficult to
believe that the
same Congress
that carefully
circumscribed
Executive power
over alien
terrorists on
home soil would
not have meant
to require the
Government to
justify clearly
its detention of
an American
citizen held on
home soil
incommunicado.
D
Since the Government has given no reason either to deflect the application of §4001(a) or to hold it to be satisfied, I need to go no further; the Government hints of a constitutional challenge to the statute, but it presents none here. I will, however, stray across the line between statutory and constitutional territory just far enough to note the weakness of the Government’s mixed claim of inherent, extrastatutory authority under a combination of Article II of the Constitution and the usages of war. It is in fact in this connection that the Government developed its argument that the exercise of war powers justifies the detention, and what I have just said about its inadequacy applies here as well. Beyond that, it is instructive to recall Justice Jackson’s observation that the President is not Commander in Chief of the country, only of the military. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 643—644 (1952) (concurring opinion); see also id., at 637—638 (Presidential authority is “at its lowest ebb” where the President acts contrary to congressional will).
There may be room for one qualification to Justice Jackson’s statement, however: in a moment of genuine emergency, when the Government must act with no time for deliberation, the Executive may be able to detain a citizen if there is reason to fear he is an imminent threat to the safety of the Nation and its people (though I doubt there is any want of statutory authority, see supra, at 9—10). This case, however, does not present that question, because an emergency power of necessity must at least be limited by the emergency; Hamdi has been locked up for over two years. Cf. Ex parte Milligan, 4 Wall. 2, 127 (1866) (martial law justified only by “actual and present” necessity as in a genuine invasion that closes civilian courts).
Whether insisting on the careful scrutiny of emergency claims or on a vigorous reading of §4001(a), we are heirs to a tradition given voice 800 years ago by Magna Carta, which, on the barons’ insistence, confined executive power by “the law of the land.”
IV
Since this disposition does not command a majority of the Court, however, the need to give practical effect to the conclusions of eight members of the Court rejecting the Government’s position calls for me to join with the plurality in ordering remand on terms closest to those I would impose. See Screws v. United States, 325 U.S. 91, 134 (1945) (Rutledge, J., concurring in result). Although I think litigation of Hamdi’s status as an enemy combatant is unnecessary, the terms of the plurality’s remand will allow Hamdi to offer evidence that he is not an enemy combatant, and he should at the least have the benefit of that opportunity.
It should go without saying that in joining with the plurality to produce a judgment, I do not adopt the plurality’s resolution of constitutional issues that I would not reach. It is not that I could disagree with the plurality’s determinations (given the plurality’s view of the Force Resolution) that someone in Hamdi’s position is entitled at a minimum to notice of the Government’s claimed factual basis for holding him, and to a fair chance to rebut it before a neutral decision maker, see ante, at 26; nor, of course, could I disagree with the plurality’s affirmation of Hamdi’s right to counsel, see ante, at 32—33. On the other hand, I do not mean to imply agreement that the Government could claim an evidentiary presumption casting the burden of rebuttal on Hamdi, see ante, at 27, or that an opportunity to litigate before a military tribunal might obviate or truncate enquiry by a court on habeas, see ante, at 31—32.
Subject to these qualifications, I join with the plurality in a judgment of the Court vacating the Fourth Circuit’s judgment and remanding the case.
Notes
1. The Government has since February 2004 permitted Hamdi to consult with counsel as a matter of policy, but does not concede that it has an obligation to allow this. Brief for Respondents 9, 39—46.
2. Nor is it possible to distinguish between civilian and military authority to detain based on the congressional object of avoiding another Korematsu v. United States, 323 U.S. 214 (1944). See Brief for Respondents 21 (arguing that military detentions are exempt). Although a civilian agency authorized by Executive order ran the detention camps, the relocation and detention of American citizens was ordered by the military under authority of the President as Commander in Chief. See Ex parte Endo, 323 U.S. 283, 285—288 (1944). The World War II internment was thus ordered under the same Presidential power invoked here and the intent to bar a repetition goes to the action taken and authority claimed here.
3. As noted, supra, at 3, the Government argues that a required Act of Congress is to be found in a statutory authorization to spend money appropriated for the care of prisoners of war and of other, similar prisoners, 10 U.S.C. § 956(5). It is enough to say that this statute is an authorization to spend money if there are prisoners, not an authorization to imprison anyone to provide the occasion for spending money.
4. Even a brief examination of the reported cases in which the Government has chosen to proceed criminally against those who aided the Taliban shows the Government has found no shortage of offenses to allege. See United States v. Lindh, 212 F. Supp. 2d 541, 547 (ED Va. 2002); United States v. Khan, 309 F. Supp. 2d 789, 796 (ED Va. 2004).