RESTATEMENT ON XENOPHON'S HIERO |
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by Leo Strauss
Hiero, by Xenophon|
A social science that cannot speak of tyranny with the same confidence with which medicine speaks, for example, of cancer, cannot understand social phenomena as what they are. It is therefore not scientific. Present day social science finds itself in this condition. If it is true that present day social science is the inevitable result of modern social science and of modern philosophy, one is forced to think of the restoration of classical social science. Once we have learned again from the classics what tyranny is, we shall be enabled and compelled to diagnose as tyrannies a number of contemporary regimes which appear in the guise of dictatorships. This diagnosis can only be the first step toward an exact analysis of present day tyranny, for present day tyranny is fundamentally different from the tyranny analyzed by the classics. But is this not tantamount to admitting that the classics were wholly unfamiliar with tyranny in its contemporary form? Must one not therefore conclude that the classical concept of tyranny is too narrow and hence that the classical frame of reference must be radically modified, i.e., abandoned? In other words, is the attempt to restore classical social science not utopian since it implies that the classical orientation has not been made obsolete by the triumph of the biblical orientation? This seems to be the chief objection to which my study of Xenophon's Hiero is exposed. At any rate, this is the gist of the only criticisms of my study from which one could learn anything. Those criticisms were written in complete independence of each other and their authors, Professor Eric Voegelin and M. Alexandre Kojeve, have, so to speak, nothing in common. Before discussing their arguments, I must restate my contention. The fact that there is a fundamental difference between classical tyranny and present day tyranny, or that the classics did not even dream of present day tyranny, is not a good or sufficient reason for abandoning the classical frame of reference. For that fact is perfectly compatible with the possibility that present day tyranny finds its place within the classical framework, i.e., that it cannot be understood adequately except within the classical framework. The difference between present day tyranny and classical tyranny has its root in the difference between the modern notion of philosophy or science and the classical notion of philosophy or science. Present day tyranny, in contradistinction to classical tyranny, is based on the unlimited progress in the "conquest of nature" which is made possible by modern science, as well as on the popularization or diffusion of philosophic or scientific knowledge. Both possibilities—the possibility of a science that issues in the conquest of nature and the possibility of the popularization of philosophy or science— were known to the classics. (Compare Xenophon, Memorabilia I I.I 5 with Empedocles, fr. 1 1 1; Plato, Theaetetus i8oc7- 5.) But the classics rejected them as "unnatural," i.e., as destructive of humanity. They did not dream of present day tyranny because they regarded its basic presuppositions as so preposterous that they turned their imagination in entirely different directions. Voegelin, one of the leading contemporary historians of political thought, seems to contend (The Review of Politics by 1949, pp. 241-244) that the classical concept of tyranny is too narrow because it does not cover the phenomenon known as Caesarism: when calling a given regime tyrannical, we imply that "constitutional" government is a viable alternative to it; but Caesarism emerges only after "the final breakdown of the republican constitutional order"; hence, Caesarism or "post-constitutional" rule cannot be understood as a subdivision of tyranny in the classical sense of tyranny. There is no reason to quarrel with the view that genuine Caesarism is not tyranny, but this does not justify the conclusion that Caesarism is incomprehensible on the basis of classical political philosophy: Caesarism is still a subivision of absolute monarchy as the classics understood it. If in a given situation "the republican constitutional order" has completely broken down, and there is no reasonable prospect of its restoration within all the foreseeable future, the establishment of permanent absolute rule cannot, as such, be justly blamed; therefore, it is fundamentally different from the establishment of tyranny. Just blame could attach only to the manner in which that permanent absolute rule that is truly necessary is established and exercised; as Voegelin emphasizes, there are tyrannical as well as royal Caesars. One has only to read Coluccio Salutati's defense of Caesar against the charge that he was a tyrant— a defense which in all essential points is conceived in the spirit of the classics— in order to see that the distinction between Caesarism and tyranny fits perfectly into the classical framework. But the phenomenon of Caesarism is one thing, the current concept of Caesarism is another. The current concept of Caesarism is certainly incompatible with classical principles. The question thus arises whether the current concept or the classical concept is more nearly adequate. More particularly, the question concerns the validity of the two implications of the current concept which Voegelin seems to regard as indispensable, and which originated in 19th century historicism. In the first place, he seems to believe that the difference between "the constitutional situation" and "the post- constitutional situation" is more fundamental than the difference between the good king or the good Caesar on the one hand, and the bad king or the bad Caesar on the other. But is not the difference between good and bad the most fundamental of all practical or political distinctions? Secondly, Voegelin seems to believe that "post-constitutional" rule is not per se inferior to "constitutional" rule. But is not "post-constitutional" rule justified by necessity or, as Voegelin says, by "historical necessity"? And is not the necessary essentially inferior to the noble or to what is choiceworthy for its own sake? Necessity excuses: what is justified by necessity is in need of excuse. The Caesar, as Voegelin conceives of him, is "the avenger of the misdeeds of a corrupt people." Caesarism is then essentially related to a corrupt people, to a low level of political life, to a decline of society. It presupposes the decline, if not the extinction, of civic virtue or of public spirit, and it necessarily perpetuates that condition, Caesarism belongs to a degraded society, and it thrives on its degradation. Caesarism is just, whereas tyranny is unjust. But Caesarism is just in the way in which deserved punishment is just. It is as little choiceworthy for its own sake as is deserved punishment. Cato refused to see what his time demanded because he saw too clearly the degraded and degrading character of what his time demanded. It is much more important to realize the low level of Caesarism (for, to repeat, Caesarism cannot be divorced from the society which deserves Caesarism) than to realize that under certain conditions Caesarism is necessary and hence legitimate. While the classics were perfectly capable of doing justice to the merits of Caesarism, they were not particularly concerned with elaborating a doctrine of Caesarism. Since they were primarily concerned with the best regime, they paid less attention to "post-constitutional" rule, or to late kingship, than to "pre-constitutional" rule, or to early kingship: rustic simplicity is a better soil for the good life than is sophisticated rottenness. But there was another reason which induced the classics to be almost silent about "post- constitutional" rule. To stress the fact that it is just to replace constitutional rule by absolute rule, if the common good requires that change, means to cast a doubt on the absolute sanctity of the established constitutional order. It means encouraging dangerous men to confuse the issue by bringing about a state of affairs in which the common good requires the establishment of their absolute rule. The true doctrine of the legitimacy of Caesarism is a dangerous doctrine. The true distinction between Caesarism and tyranny is too subtle for ordinary political use. It is better for the people to remain ignorant of that distinction and to regard the potential Caesar as a potential tyrant. No harm can come from this theoretical error which becomes a practical truth if the people have the mettle to act upon it. No harm can come from the political identification of Caesarism and tyranny: Caesars can take care of themselves. The classics could easily have elaborated a doctrine of Caesarism or of late kingship if they had wanted, but they did not want to do it. Voegelin however contends that they were forced by their historical situation to grope for a doctrine of Caesarism, and that they failed to discover it. He tries to substantiate his contention by referring to Xenophon and to Plato. As for Plato, Voegelin was forced by considerations of space to limit himself to a summary reference to the royal ruler in the Statesman. As for Xenophon, he rightly asserts that it is not sufficient to oppose "the Cyropaedia as a mirror of the perfect king to the Hiero as a mirror of the tyrant," since the perfect king Cyrus and the improved tyrant who is described by Simonides "look much more opposed to each other than they really are." He explains this fact by suggesting that "both works fundamentally face the same historical problem of the new [sc, post-constitutional] rulership," and that one cannot solve this problem except by obliterating at the first stage, the distinction between king and tyrant. To justify this explanation he contends that "the very motivation of the Cyropaedia is the search for a stable rule that will make an end to the dreary overturning of democracies and tyrannies in the Hellenic polls." This contention is not supported by what Xenophon says or indicates in regard to the intention of the Cyropaedia, Its explicit intention is to make intelligible Cyrus' astonishing success in solving the problem of ruling human beings. Xenophon conceives of this problem as one that is coeval with man. Like Plato in the Statesman, he does not make the slightest reference to the particular "historical" problem of stable rule in "the post-constitutional situation." In particular, he does not refer to "the dreary over-turning of democracies and tyrannies in the Hellenic polls": he speaks of the frequent overturning of democracies, monarchies and oligarchies and of the essential instability of all tyrannies. As for the implicit intention of the Cyropaedia, it is partly revealed by the remark, towards the end of the work, that "after Cyrus died, his sons immediately quarrelled, cities and nations immediately revolted, and all things turned to the worse." If Xenophon was not a fool, he did not intend to present Cyrus' regime as a model. He knew too well that the good order of society requires stability and continuity. (Compare the opening of the Cyropaedia with the parallel in the Agesilaus, i. 4.) He rather used Cyrus' meteoric success and the way in which it was brought about as an example for making intelligible the nature of political things. The work which describes Cyrus' whole life is Entitled The Education of Cyrus: the education of Cyrus is the clue to his whole life, to his astonishing success, and hence to Xenophon's intention. A very rough sketch must here suffice. Xenophon's Cyrus was the son of the king of Persia, and until he was about twelve years old he was educated according to the laws of the Persians. The laws and the polity of Xenophon's Persians, however, are an improved version of the laws and polity of the Spartans. The Persia in which Cyrus was raised was an aristocracy superior to Sparta. The political activity of Cyrus—his extraordinary success- consisted in transforming a stable and healthy aristocracy into an unstable "Oriental despotism" whose rottenness showed itself at the latest immediately after his death. The first step in this transformation was a speech which Cyrus addressed to the Persian nobles and in which he convinced them that they ought to deviate from the habit of their ancestors by practicing virtue no longer for its own sake, but for the sake of its rewards. The destruction of aristocracy begins, as one would expect, with the corruption of its principle. (Cyropaedia I 5.5-14; compare Aristotle, Eudemian Ethics 1248b 38 ff., where the view of virtue which Xenophon's Cyrus instills into the minds of the Persian gentlemen is described as the Spartan view.) The quick success of Cyrus' first action forces the reader to wonder whether the Persian aristocracy was a genuine aristocracy; or more precisely, whether the gentleman in the political or social sense is a true gentleman. This question is identical with the question which Plato answers explicitly in the negative in his story of Er. Socrates says outright that a man who has lived in his for- mer life in a well-ordered regime, participating in virtue by habit and without philosophy, will choose for his next life "the greatest tyranny," for "mostly people make their choice according to the habits of their former life" {Republic 6i9b6-62oa3). There is no adequate solution to the problem of virtue or happiness on the political or social plane. Still, while aristocracy is always on th^ verge of declining into oligarchy or something worse, it is the best possible political solution of the human problem. It must here suffice to note that Cyrus' second step is the democratization of the army, and that the end of the process is a regime that might seem barely distinguishable from the least intolerable form of tyranny. But one must not overlook the essential difference between Cyrus' rule and tyranny, a distinction that is never obliterated. Cyrus is and remains a legitimate ruler. He is born as the legitimate heir to the reigning king, a scion of an old royal house. He becomes the king of other nations through inheritance or marriage and through just conquest, for he enlarges the boundaries of Persia in the Roman manner: by defending the allies of Persia. The difference between Cyrus and a Hiero educated by Simonides is comparable to the difference between William III and Oliver Cromwell. A cursory comparison of the history of England with the history of certain other European nations suffices to show that this difference is not unimportant to the well-being of peoples. Xenophon did not even attempt to obliterate the distinction between the best tyrant and the king because he appreciated too well the charms, nay, the blessings of legitimacy. He expressed this appreciation by subscribing to the maxim (which must be reasonably understood and applied) that the just is identical with the legal. Voegelin might reply that what is decisive is not Xenophon's conscious intention, stated or implied, but the historical meaning of his work, the historical meaning of a work being determined by the historical situation as distinguished from the conscious intention of the author. Yet opposing the historical meaning of Xenophon's work to his conscious intention, implies that we are better judges of the situation in which Xenophon thought than Xenophon himself was. But we cannot be better judges of that situation if we do not have a clearer grasp than he had of the principles in whose light historical situations reveal their meaning. After the experience of our generation, the burden of proof would seem to rest on those who assert rather than on those who deny that we have progressed beyond the classics. And even if it were true that we could understand the classics better than they understood themselves, we would become certain of our superiority only after understanding them exactly as they understood themselves. Otherwise we might mistake our superiority to our notion of the classics for superiority to the classics. According to Voegelin, it was Machiavelli, as distinguished from the classics, who "achieved the theoretical creation of a concept of rulership in the post-constitutional situation," and this achievement was due to the influence on Machiavelli of the Biblical tradition. He refers especially to Machiavelli's remark about the "armed prophets" {Prince VI). The difficulty to which Voegelin's contention is exposed is indicated by these two facts: he speaks on the one hand of "the apocalyptic [hence thoroughly non-classical] aspects of the *armed prophet' in the Prince,'' whereas on the other hand he says that Machiavelli claimed "for [the] paternity" of the "armed prophet" "besides Romulus, Moses and Theseus, precisely the Xenophontic Cyrus." This amounts to an admission that certainly Machiavelli himself was not aware of any non-classical implication of his notion of "armed prophets." There is nothing unclassical about Romulus, Theseus, and Xenophon's Cyrus. It is true that Machiavelli adds Moses; but, after having made his bow to the Biblical interpretation of Moses, he speaks of Moses in exactly the same manner in which every classical political philosopher would have spoken of him; Moses was one of the greatest legislators or founders (fondatori: Discorsi I 9) who ever lived. When reading Voegelin's statement on this subject, one receives the impression that in speaking of armed prophets, Machiavelli put the emphasis on "prophets" as distinguished from non-prophetic rulers like Cyrus, for example. But Machiavelli puts the emphasis not on "prophets," but on "armed." He opposes the armed prophets, among whom he counts Cyrus, Romulus and Theseus as well as Moses, to unarmed prophets like Savonarola. He states the lesson which he intends to convey with remarkable candor: "all armed prophets succeed and the unarmed ones come to ruin." It is difficult to believe that in writing this sentence Machiavelli should have been completely oblivious of the most famous of all unarmed prophets. One certainly cannot understand Machiavelli's remark on the "unarmed prophets" without taking into consideration what he says about the "unarmed heaven" and "the effeminacy of the world" which, according to him, are due to Christianity. (Discorsi II 2 and III i.) The tradition which Machiavelli continues, while radically modifying it, is not, as Voegelin suggests, that represented by Joachim of Floris, for example, but the one which we still call, with pardonable ignorance, the Averroistic tradition. Machiavelli declares that Savonarola, that unarmed prophet, was right in saying that the ruin of Italy was caused by "our sins," "but our sins were not what he believed they were," namely, religious sins, "but those which I have narrated," namely, political or military sins (Prince XII). In the same vein Maimonides declares that the ruin of the Jewish kingdom was caused by the "sins of our fathers," namely, by their idolatry; but idolatry worked its effect in a perfectly natural manner: it led to astrology and thus induced the Jewish people to devote themselves to astrology instead of to the practice of the arts of war and the conquest of countries. But apart from all this, Voegelin does not give any indication of what the armed prophets have to do with "the post-constitutional situation." Certainly Romulus, Theseus and Moses were "pre-constitutional" rulers. Voegelin also refers to "Machiavelli's complete drawing of the savior prince in the Vita di Castruccio Castracani, which, he says, "is hardly thinkable without the standardized model of the Life of Timur, Apart from the fact that Voegelin has failed to show any connection between the Castruccio and the Life of Timur and between the Life of Timur and the Biblical tradition, the Castruccio is perhaps the most impressive document of Machiavelli's longing for classical virtu as distinguished from, and opposed to, Biblical righteousness, Castruccio, that idealized condottiere who preferred in so single-minded a manner the life of the soldier to the life of the priest, is compared by Machiavelli himself to Philip of Macedon and to Scipio of Rome. Machiavelli's longing for classical virtue is only the reverse side of his rejection of classical political philosophy. He rejects classical political philosophy because of its orientation by the perfection of the nature of man. The abandonment of the contemplative ideal leads to a radical change in the character of wisdom: Machiavellian wisdom has no necessary connection with moderation. Machiavelli separates wisdom from moderation. The ultimate reason why the Hiero comes so close to the Prince is that in the Hiero Xenophon experiments with a type of wisdom which comes relatively close to a wisdom divorced from moderation: Simonides seems to have an inordinate desire for the pleasures of the table. It is impossible to say how far the epoch-making change that was effected by Machiavelli is due to the indirect influence of the Biblical tradition, before that change has been fully understood in itself. The peculiar character of the Hiero does not disclose itself to cursory reading. It will not disclose itself to the tenth reading, however painstaking, if the reading is not productive of a change of orientation. This change was much easier to achieve for the 18th century reader than for the reader in our century who has been brought up on the brutal and sentimental literature of the last five generations. We are in need of a second education in order to accustom our __yts to the noble reserve and the quiet grandeur of the classics. Xenophon, as it were, limited himself to cultivating exclusively that character of classical writing which is wholly foreign to the modern reader. No wonder that he is today despised or ignored. An unknown ancient critic, who must have been a man of uncommon discernment, called him most bashful. Those modern readers who are so fortunate as to have a natural preference for Jane Austen rather than for Dostoevsky, in particular, have an easier access to Xenophon than others might have; to understand Xenophon, they have only to combine the love of philosophy with their natural preference. In the words of Xenophon, "it is both noble and just, and pious and more pleasant to remember the good things rather than the bad ones." In the Hiero, Xenophon experimented with the pleasure that comes from remembering bad things, with a pleasure that admittedly is of doubtful morality and piety. For someone who is trying to form his taste or his mind by studying Xenophon, it is almost shocking to be suddenly con- fronted by the more than Machiavellian bluntness with which Kojeve speaks of such terrible things as atheism and tyranny and takes them for granted. At least on one occasion he goes so far as to call "unpopular" certain measures which the very tyrant Hiero had declared to be criminal. He does not hesitate to proclaim that present day dictators are tyrants without regarding this in the least as an objection to their rule. As for reverence for legitimacy, he has none. But the nascent shock is absorbed by the realization, or rather the knowledge of long standing, that Kojeve belongs to the very few who know how to think and who love to think. He does not belong to the many who today are unabashed atheists and more than Byzantine flatterers of tyrants for the same reason for which they would have been addicted to the grossest superstitions, both religious and legal, had they lived in an earlier age. In a word, Kojeve is a philosopher and not an intellectual. Since he is a philosopher, he knows that the philosopher is, in principle, more capable of ruling than other men and hence will be regarded by a tyrant like Hiero as a most dangerous competitor for tyrannical rule. It would not occur to him for a moment to compare the relationship between Hiero and Simonides with the relationship, say, between Stefan George or Thomas Mann and Hitler. For, to say nothing of considerations too obvious to be mentioned, he could not overlook the obvious fact that the hypothesis of the Hiero demanded a tyrant of whom it was at least imaginable that he could be taught. In particular, he knows without having to be reminded of the Seventh Letter that the difference between a philosopher who is a subject of the tyrant and a philosopher who merely visits the tyrant is immaterial as far as the tyrant's fear of philosophers is concerned. His understanding does not permit him to rest satisfied with the vulgar separation of theory from practice. He knows too well that there never was and there never will be reasonable security for sound practice except after theory has over- come the powerful obstacles to sound practice which originate in theoretical misconceptions of a certain kind. Finally, he brushes aside in sovereign contempt the implicit claim of current, i.e., running or heedless thought to have solved the problems that were raised by the classics-a claim that is only implicit because current thought is unaware of the existence of those problems. Yet while admitting and even stressing the absolute superiority of classical thought to current thought, Kojeve rejects the classical solution of the basic problems. He regards unlimited technological progress and universal enlightenment as essential for the genuine satisfaction of what is human in man. He denies that present day social science is the inevitable outcome of modern philosophy. According to him, present day social science is merely the inevitable product of the inevitable decay of that modern philosophy which has refused to learn the decisive lesson from Hegel. He regards Hegel's teaching as the genuine synthesis of Socratic and Machiavellian (or Hobbian) politics, which, as such, is superior to its component elements. In fact, he regards Hegel's teaching as, in principle, the final teaching. Kojeve directs his criticism in the first place against the classical notion of tyranny. Xenophon reveals an important part of that notion by making Hiero answer with silence to Simonides' description of the good tyrant. As Kojeve rightly judges, Hiero's silence signifies that he will not attempt to put into practice Simonides' proposals. Kojeve suggests, at least provisionally, that this is the fault of Simonides, who did not tell Hiero what the first step is which the tyrant must take in order to transform bad tyranny into good tyranny. But would it not have been up to Hiero if he seriously desired to become a good tyrant, to ask Simonides about the first step? How does Kojeve know that Simonides was not waiting in vain for this very question? Or perhaps Simonides has answered it akeady implicitly. Yet this defense of Simonides is insufficient. The question returns, for, as Kojeve again rightly observes, the attempt to realize Simonides' vision of a good tyrant is confronted with an almost insurmountable diffictdty. The only question which Hiero raises while Simonides discusses the improvement of tyranny, concerns the mercenaries. Hiero's imperfect tyranny rests on the support of his mercenaries. The improvement of tyranny would require a shift of part of the power from the mercenaries to the citizens. By attempting such a shift, the tyrant would antagonize the mercenaries without being at all certain that he could regain by that concession, or by any concession, the confidence of the citizens. He would end by sitting between two chairs. Simonides seems to disregard this state of things and thus to reveal a poor understanding of Hiero's situation or a lack of wisdom. To save Simonides' reputation, one seems compelled to suggest that the poet himself did not believe in the viability of his improved tyranny, that he regarded the good tyranny as a Utopia, or that he rejected tyranny as a hopelessly bad regime. But, Kojfeve continues, does this suggestion not imply that Simonides' attempt to educate Hiero is futile? And a wise man does not attempt futile things. This criticism may be said to be based on an insuflicicnt appreciation of the value of Utopias. The Utopia in the strict sense describes the simply good social order. As such it merely makes explicit what is implied in every attempt at social improvement. There is no difficulty in enlarging the strict meaning of Utopia in such a manner that one can speak of the Utopia of the best tyranny. As Kojeve emphasizes, under certain conditions the abolition of tyranny may be out of the question. The best one could hope for is that the tyranny be improved, i.e., that the tyrannical rule be exercised as little inhumanely or irrationally as possible. Every specific reform or improvement of which a sensible man could think, if reduced to its principle, forms part of the complete picture of the maximum improvement that is still compatible with the continued existence of tyranny, it being understood that the maximum improvement is possible only under the most favorable conditions. The maximum improvement of tyranny would require, above all, the shift of part of the power from the mercenaries to the citizens. Such a shift is not absolutely impossible, but its actualization is safe only in circum- stances which man cannot create or which no sensible man would create (e.g., an extreme danger threatening equally the mercenaries and the citizens, like the danger of Syracuse being conquered, and all its inhabitants being put to the sword, by barbarians). A sensible man like Simonides would think that he had deserved well of his fellow men if he could induce the tyrant to act humanely or rationally within a small area, or perhaps even in a single instance, where, without his advice, the tyrant would have continued an inhuman or irrational practice. Xenophon indicates an example: Hiero's participating at the Olympian and Pythian games. If Hiero followed Simonides' advice to abandon this practice, he would improve his standing with his subjects and in the world at large, and he would indirectly benefit his subjects. Xenophon leaves it to the intelligence of his reader to replace that particular example by another one which the reader, on the basis of his particular experience, might consider to be more apt. The general lesson is to the effect that the wise man who happens to have a chance to influence a tyrant should use his influence for benefiting his fellow men. One may say that the lesson is trivial. It would be more accurate to say that it was trivial in former ages, for today such little actions like that of Simonides are not taken seriously because we are m the habit of expecting too much. What is not trivial is what we learn from Xenophon about how the wise man has to proceed in his undertaking, which is beset with great difficulties and even with dangers. Kojeve denies our contention that the good tyranny is a Utopia. To substantiate his denial, he mentions one example by name: the rule of Salazar. I have never been to Portugal, but from all that I have heard about that country, I am inclined to believe that Kojeve is right except that I am not quite certain whether Salazar s rule should not be called "post- constitutional" rather than tyrannical. Yet one swallow does not make a summer, and we never denied that good tyranny is possible under very favorable circumstances. But Kojeve contends that Salazar is not an exception. He thinks that circumstances favorable to good tyranny are easily available today. He contends that all present day tyrants are good tyrants in Xenophon's sense. He alludes to StaUn. He notes in particular that the tyranny improved according to Simonides' suggestions is characterized by Stakhanovistic emulation. But Stalin's rule would live up to Simonides' standards only if the introduction of Stakhanovistic emulation had been accompanied by a considerable decline in the use of the NKVD or of "labor" camps. Would Kojeve go so far as to say that Stalin could travel outside of the Iron Curtain wherever he liked in order to see sights without having anything to fear? (Hiero ii.io and 1.12.) Would Kojeve go so far as to say that everyone living behind the Iron Curtain is an ally of Stalin, or that Stalin regards all citizens of Soviet Russia and the other "people's democracies" as his comrades? (Hiero 11. 11 and 11. 14.) However this may be, Kojeve contends that present day tyranny, and perhaps even classical tyranny, cannot be understood on the basis of Xenophon's principles, and that the classical frame of reference must be modified radically by the introduction of an element of Biblical origin. He argues as follows. Simonides maintains that honor is the supreme or sole goal of the tyrant in particular and of the highest type of human being (the Master) in general. This shows that the poet sees only half of the truth. The other half is supplied by the Biblical morality of Slaves or Workers. The actions of men, and hence also the actions of tyrants, can be, and frequently are prompted by desire for the pleasure deriving from the successful execution of their work, their projects, or their ideals. There is such a thing as devotion to one's work, or to a cause, "conscientious" work, into which no thought of honor or glory enters. But this fact must not induce us to minimize hypocritically the essential contribution of the desire for honor or prestige to the completion of man. The desire for prestige, recognition or authority is the primary motive of all political struggles, and in particular of the struggle that leads a man to tyrannical power. It is perfectly unobjectionable for an aspiring statesman or a potential tyrant to try for no other reason than for the sake of his preferment to oust the incumbent ruler or rulers although he knows that he is in no way better equipped for the job than they are. There is no reason to find fault with such a course of action, for the desire for recognition necessarily transforms itself, in all cases which are of any consequence, into devotion to the work to be done or to a cause. The synthesis of the morality of Masters with the morality of Slaves is superior to its component elements. Simonides is very far from accepting the morality of Masters or from maintaining that honor is the supreme goal of the highest human type. In translating one of the crucial passages (the last sentence of Hiero 7.4.), Kojeve omits the qualifying dokei ("no human pleasure seems to come closer to what is divine than the joy concerning honors"). Nor does he pay attention to the implica- tion of the fact that Simonides declares the desire for honor to be the dominating passion of andres (whom Kojeve calls Masters) as distinguished from anthropoi (whom he calls Slaves). For, according to Xenophon, and hence according to his Simonides, the aner is by no means the highest human type. The highest human type is the wise man. An Hegelian will have no difficulty in admitting that, since the wise man is distinguished from the Master, he will have something important in common with the Slave. This was certainly Xenophon's view. In the statement of the Master's principle, which he entrusted to Simonides, the poet cannot help admitting implicitly the unity of the human species which his statement explicitly denies. And the unity of the human species is thought to be more easily seen by the Slave than by the Master. One does not characterize Socrates adequately by calling him a Master. Xenophon contrasts him with Ischomachus, who is the prototype of the kalos te kagathos aner. Since the work and the knowledge which is best for the type represented by Ischomachus is agriculture and Socrates was not an agriculturist, Socrates was not a kalos te kagathos aner. As Lycon explicitly says, Socrates was a kalos te kagathos anthropos (Symposium 9.1; Oeconomicus 6.8, 12). In this context we may note that in the passage of the Hiero which deals with gentlemen living under a tyrant (10.3), Simonides characteristically omits andres: kaloi te kagathoi andres could not live happily under a tyrant however good (compare Hiero 9.6 and 5.1-2). Xenophon indicates his view most succinctly by failing to mention manliness in his two lists of Socrates' virtues. He sees in Socrates' military activity a sign not of his manliness, but of his justice (Memorabilia IV 4.1). Since Xenophon or his Simonides did not believe that honor is the highest good, or since they did not accept the morality of Masters, there is no apparent need for supplementing their teaching by an dement taken from the morality of Slaves or Workers. According to the classics, the highest good is a life devoted to wisdom or to virtue, honor being no more than a very pleasant, but secondary and dispensable reward. What Kojeve calls the pleasure deriving from doing one's work well or from realizing one's projects or one's ideals, was called by the classics the pleasure deriving from virtuous or noble activity. The classical interpretation would seem to be truer to the facts. Kojeve refers to the pleasure which a solitary child or a solitary painter may derive from executing his projects well. But one can easily imagine a solitary safe- cracker deriving pleasure from executing his project well, and without a thought of the external rewards (wealth or admiration of his competence) which he reaps. There are artists in all walks of life. It does make a difference what kind of a "job" is the source of disinterested pleasure: whether the job is criminal or innocent, whether it is mere play or serious, and so on. By thinking through this observation one arrives at the view that the highest kind of job, or the only job that is truly human, is noble or virtuous activity, or noble or virtuous work. If one is fond of this manner of looking at things, one may say that noble work is the synthesis effected by the classics between the morality of workless nobility and the morality of ignoble work (cf. Plato, Meno 8id3 S.). Simonides is therefore justified in saying that the desire for honor is the supreme motive of men who aspire to tyrannical power. Kojeve seems to think that a man may aspire to tyrannical power chiefly because he is attracted by "objective" tasks of the highest order, by tasks whose performance requires tyrannical power, and that this motive will radically transform his desire for honor or recognition. The classics denied that this is possible. They were struck by the similarity between Koj eve's tyrant and the man who is more attracted to safecracking by its exciting problems than by its rewards. One cannot become a tyrant and remain a tyrant without stooping to do base things; hence, a self-respecting man will not aspire to tyrannical power. But, Kojeve might object, this still does not prove that the tyrant is motivated chiefly or exclusively by a desire for honor or prestige. He may be motivated, e.g., by a misguided desire to benefit his fellow men. This defense would hold good if error in such matters were difficult to avoid. But it is easy to know that tyranny is base; we all learn as children that one must not give others bad examples and that one must not do base things for the sake of the good that may come out of them. The potential or actual tyrant does not know what every reasonably well-bred child knows, because he is blinded by passion. By what passion? The most charitable answer is that he is blinded by desire for honor or prestige. Syntheses effect miracles. Kojeve's or Hegel's synthesis of classical and Biblical morality effects the miracle of producing an amazingly lax morality out of two moralities both of which made very strict demands on self-restraint. Neither Biblical nor classical morality encourages us to try, solely for the sake of our preferment or our glory, to oust from their positions men who do the required work as well as we could. (Consider Aristotle, Politics i27iaio-i9.) Neither Biblical nor classical morality encourages all statesmen to try to extend their authority over all men in order to achieve universal recognition. It does not seem to be sound that Kojeve encourages others by his speech to a course of action to which he himself would never stoop in deed. If he did not suppress his better knowledge, it would be given him to see that there is no need for having recourse to a miracle in order to understand Hegel's moral and political teaching. Hegel continued, and in a certain respect radicalized, the modem tradition that emancipated the passions and hence "competition." That tradition was originated by Machiavelli and perfected by such men as Hobbes and Adam Smith. It came into being through a conscious break with the strict moral demands made by both the Bible and classical philosophy; those demands were explicitly rejected as too strict. Hegel's moral or political teaching is indeed a synthesis: it is a synthesis of Socratic and Machiavellian or Hobbian politics. Kojeve knows as well as anyone living that Hegel's fundamental teaching regarding Master and Slave is based on Hobbes's doctrine of the state of nature. If Hobbes's doctrine of the state of nature is abandoned en pleine connaissance de cause (as indeed it should be abandoned), Hegel's fundamental teaching will lose the evidence which it apparently still possesses for Kojeve. Hegel's teaching is much more sophisticated than Hobbes's, but it is as much a construction as the latter. Both doc- trines construct human society by starting from the untrue assumption that man as man is thinkable as a being that lacks awareness of sacred restraints or as a being that is guided by nothing but a desire for recognition. But Kojeve is likely to become somewhat impatient with what, as I fear, he might call our Victorian or pre-Victorian niaiseries. He probably will maintain that the whole previous discussion is irrelevant because it is based on a dogmatic assumption. We assume indeed that the classical concept of tyranny is derived from an adequate analysis of the fundamental social phenomena. The classics understand tyranny as the opposite of the best regime, and they hold that the best regime is the rule of the best or aristocracy. But, Kojeve argues, aristocracy is the rule of a minority over the majority of citizens or of adult residents of a given territory, a rule that rests, in the last resort, on force or terror. Would it then not be more proper to admit that aristocracy is a form of tyranny? Yet Kojeve apparently thinks that force or terror are indispensable in every regime, while he does not think that all regimes are equally good or bad and hence equally tyrannical. If I understand him correctly, he is satisfied that "the universal and homogeneous state" is the simply best social order. Lest we get entangled in a merely verbal difficulty, I shall state his view as follows: the universal and homogeneous state is the only one which is essentially just; the aristocracy of the classics in particular is essentially unjust. To see the classical view in the proper light, let us make the assumption that the wise do not desire to rule. The unwise are very unlikely to force the wise to rule over them. For the wise cannot rule as wise if they do not have absolute power or if they are in any way responsible to the unwise. No broil in which the unwise may find themselves could be great enough to induce them to surrender absolute control to the wise, whose first measure would probably be to expel everyone above the age of ten from the city (Plato, Republic 54od-54ia). Hence, what pretends to be absolute rule of the wise will in fact be absolute rule of unwise men. But if this is the case, the universal state would seem to be impossible. For the universal state requires universal agreement regarding the fundamentals, and such agreement is possible only on the basis of genuine knowledge or of wisdom. Agreement based on opinion can never become universal agreement. Every faith that lays claim to universality, i.e., to be universally accepted, of necessity provokes a counter-faith which raises the same claim. The diffusion among the unwise of genuine knowledge that was acquired by the wise would be of no help, for through its diffusion or dilution, knowledge inevitably transforms itself into opinion, prejudice or mere belief. The utmost in the direction of universality that one could expect is, then, an absolute rule of unwise men who control about half of the globe, the other half being ruled by other unwise men. It is not obvious that the extinction of all independent states but two will be a blessing. But it is obvious that absolute rule of the unwise is less desirable than their limited rule: the unwise ought to rule under law. In addition, it is more probable that in a situation that is favorable to radical change, the citizen body will for once follow the advice of a wise man or a founding father by adopting a code of laws which he has elaborated, than that they will ever submit to perpetual and absolute rule of a succession of wise men. Yet laws must be applied or are in need of interpretation. The full authority under law should therefore be given to men who, thanks to their good upbringing, are capable of "completing" the laws {Memorabilia IV 6.12) or of interpreting them equitably. "Constitutional" authority ought to be given to the equitable men (epieikeis), i.e., to gentlemen— preferably an urban patriciate which derives its income from the cultivation of its landed estates. It is true that it is at least partly a matter of accident— of the accident of birth— whether a given individual does or does not belong to the class of gentlemen and has thereby had an opportunity of being brought up in the proper manner. But in the absence of absolute rule of the wise on the one hand, and on the other hand of a degree of abundance which is possible only on the basis of unlimited technological progress with all its terrible hazards, the apparently just alternative to aristocracy open or disguised will be permanent revolution, i.e., permanent chaos in which life will be not only poor and short but brutish as well. It would not be difficult to show that the classical argument cannot be disposed of as easily as is now generally thought, and that liberal or constitutional democracy comes closer to what the classics demanded than any alternative that is viable in our age. In the last analysis, however, the classical argument derives its strength from the assumption that the wise do not desire to rule. In discussing the fundamental issue which concerns the relation of wisdom to rule or to tyranny, Kojeve starts from the observation that at least up to now there have been no wise men but at best men who strove for wisdom, i.e., philosophers. Since the philosopher is the man who devotes his whole life to the quest for wisdom, he has no time for political activity of any kind: the philosopher cannot possibly desire to rule. His only demand on the political men is that they leave him alone. He justifies his demand by honestly declaring that his pursuit is purely theoretical and does not interfere in any way with the business of the political men. This simple solution presents itself at first glance as the strict consequence from the definition of the philosopher. Yet a short reflection shows al- ready that it suffers from a fatal weakness. The philosopher cannot lead an absolutely solitary life because legitimate "subjective certainty" and the "subjective certainty" of the lunatic are indistinguishable. Genuine certainty must be "inter-subjective." The classics were fully aware of the essential weakness of the mind of the individual. Hence their teaching about the philosophic life is a teaching about friendship: the philosopher is as philosopher in need of friends. To be of service to the philosopher in his philosophizing, the friends must be competent men: they must themselves be actual or potential philosophers, i.e., members of the natural "elite." Friendship presupposes a measure of conscious agreement. The things regarding which the philosophic friends must agree cannot be known or evident truths. For philosophy is not wisdom but quest for wisdom. The things regarding which the philosophic friends agree will then be opinions or prejudices. But there is necessarily a variety of opinions or prejudices. Hence there will be a variety of groups of philosophic friends: philosophy, as distinguished from wisdom, necessarily appears in the form of philosophic schools or of sects. Friendship as the classics understood it offers then no solution to the problem of "subjective certainty." Friendship is bound to lead to, or to consist in, the cultivation and perpetuation of common prejudices by a closely knit group of kindred spirits. It is therefore incompatible with the idea of philosophy. The philosopher must leave the closed and charmed circle of the "initiated" if he intends to remain a philosopher. He must go out to the market place; the conflict with the political men can- not be avoided. And this conflict by itself, to say nothing of its cause or its effect, is a political action. The whole history of philosophy testifies that the danger eloquently described by Kojeve is inevitable. He is equally right in saying that that danger cannot be avoided by abandoning the sect in favor of what he regards as its modern substitute, the Republic of Letters. The Republic of Letters indeed lacks the narrowness of the sect: it embraces men of all philosophic persuasions. But precisely for this reason, the first article of the constitution of the Republic of Letters stipulates that no philosophic persuasion must be taken too seriously or that every philosophic persuasion must be treated with as much respect as any other. The Republic of Letters is relativistic. Or if it tries to avoid this pitfall, it becomes eclectic. A certain vague middle line, which is perhaps barely tolerable for the most easy-going members of the different per- suasions if they are in their drowsiest mood, is set up as The Truth or as Common Sense; the substantive and irrepressible conflicts are dismissed as merely "semantic." Whereas the sect is narrow because it is passionately concerned with the true issues, the Republic of Letters is comprehensive because it is indifferent to the true issues: it prefers agreement to truth or to the quest for truth. If we have to choose between the sect and the Republic of Letters, we must choose the sect. Nor will it do that we abandon the sect in favor of the party or more precisely— since a party which is not a mass party is still something like a sect— of the mass party. For the mass party is nothing but a sect with a disproportionately long tail. The "subjective certainty" of the members of the sect, and especially of the weaker brethren, may be increased if the tenets of the sect are repeated by millions of parrots instead of by a few dozens of human beings, but this obviously has no effect on the claim of the tenets in question to "objective truth." Much as we loathe the snobbish silence or whispering of the sect, we loathe even more the savage noise of the loudspeakers of the mass party. The problem stated by Kojeve is not then solved by dropping the distinction between those who are able and willing to think and those who are not. If we must choose between the sect and the party, we must choose the sect. But must we choose the sect? The decisive premise of Kojeve's argument is that philosophy "implies necessarily 'subjective certainties' which are not 'objective truths' or, in other words, which are prejudices." But philosophy in the original meaning of the term is nothing but knowledge of one's ignorance. The "subjective certainty" that one does not know coincides with the "objective truth" of that certainty. But one cannot know that one does not know without knowing what one does not know. What Pascal said with antiphilosophic intent about the impotence of both dogmatism and scepticism, is the only possible justification of philosophy which as such is neither dogmatic nor sceptic, and still less "decisionist," but zetetic (or skeptic in the original sense of the term). Philosophy as such is nothing but genuine awareness of the problems, i.e., of the fundamental and comprehensive problems. It is impossible to think about these problems without becoming inclined toward a solution, toward one or the other of the very few typical solutions. Yet as long as there is no wisdom but only quest for wisdom, the evidence of all solutions is necessarily smaller than the evidence of the problems. Therefore the philosopher ceases to be a philosopher at the moment at which the "subjective certainty" of a solution be- comes stronger than his awareness of the problematic character of that solution. At that moment the sectarian is born. The danger of succumbing to the attraction of solutions is essential to philosophy which, without incurring this danger, would degenerate into playing with the problems. But the philosopher does not necessarily succumb to this danger, as is shown by Socrates, who never belonged to a sect and never founded one. And even if the philosophic friends are compelled to be members of a sect or to found one, they are not necessarily members of one and the same sect: Amicus Plato. At this point we seem to get involved in a self-contradiction. For, if Socrates is the representative par excellence of the philosophic life, the philosopher cannot possibly be satisfied with a group of philosophic friends but has to go out to the market place where, as everyone knows, Socrates spent much or most of his time. However, the same Socrates suggested that there is no essential difference between the city and the family, and the thesis of Friedrich Mentz, Socrates nee officio sus maritus nee laudandus paterfamilias (Leipzig 17 16), is defensible: Xenophon goes so far as not to count the husband of Xanthippe among the married men {Symposium in fine). The difficulty cannot be discussed here except within the con- text of a limited exegetic problem. Xenophon indicates in the Hiero that the motivation of the philosophic life is the desire for being honored or admired by a small minority, and ultimately the desire for "self -admiration," whereas the motivation of the political life is the desire for love, i.e., for being loved by human beings irrespective of their qualities. Kojeve rejects this view altogether. He is of the opinion that the philosopher and the ruler or tyrant are equally motivated by the desire for satisfaction, i.e., for recognition (honor) and ultimately for universal recognition, and that neither of the two is motivated by a desire for love. A human being is loved be- cause he is and regardless of what he does. Hence love is at home within the family rather than in the public spheres of politics and of philosophy. Kojeve regards it as particularly unfortunate that Xenophon tries to establish a connection between the "tyrannical" desire and sexual desire. He is equally averse to the suggestion that whereas the tyrant is guided by the desire for recognition by others, the philosopher is concerned exclusively with "self-admiration"; the self-satisfied philosopher is as such not distinguishable from the self-satisfied lunatic. The philosopher is then necessarily concerned with approval or admiration by others and he cannot help being pleased with it when he gets it. It is practically impossible to say whether the primary motive of the philosopher is the desire for admiration or the desire for the pleasures deriving from understanding. The very distinction has no practical meaning unless we gratuitously assume that there is an omniscient God who demands from men a pure heart. What Xenophon indicated in the Hiero about the motivations of the two ways of life is admittedly incomplete. How can any man in his senses ever have overlooked the role played by ambition in political life? How can a friend of Socrates ever have overlooked the role played by love in the philosophic life? Simonides' speech on honor alone, to say nothing of Xenophon's other writings, proves abundantly that what Xenophon indicates in the Hiero about the motivations of the two ways of life is deliberately incomplete. It is incomplete because it proceeds from a complete disregard of everything but what one may call the most fundamental difference between the philosopher and the ruler. To understand this difference, one must start from the desire which the philosopher and the ruler have in common with each other and indeed with all men. All men desire "satisfaction." But satisfaction cannot be identified with recognition and even universal recognition. The classics identified satisfaction with happiness. The difference between the philosopher and the political man will then be a difference with respect to happiness. The philosopher's dominating passion is the desire for truth, i.e., for knowledge of the eternal order, or the eternal cause or causes of the whole. As he looks up in search for the eternal order, all human things and all human concerns reveal themselves to him in all clarity as paltry and ephemeral, and no one can find solid happiness in what he knows to be paltry and ephemeral. He has then the same experience regarding all human things, nay, regarding man himself, which the man of high ambition has regarding the low and narrow goals, or the cheap happiness, of the general run of men. The philosopher, being the man of the largest views, is the only man who can be properly described as possessing mega-loprepreia (which is commonly rendered by "magnificence") (Plato, Republic 486a). Or, as Xenophon indicates, the philosopher is the only man who is truly ambitious. Chiefly concerned with eternal beings, or the "ideas," and hence also with the "idea" of man, he is as unconcerned as possible with individual and perishable human beings and hence also with his own "individuality," or his body, as well as with the sum total of all individual human beings and their "historical" procession. He knows as little as possible about the way to the market place, to say nothing of the market place itself, and he almost as little knows whether his very neighbor is a human being or some other animal (Plato, Theaetetus i73c8-di, i74bi-6). The political man must reject this way altogether. He cannot tolerate this radical depreciation of man and of all human things (Plato, Laws 8o4b5-ci). He could not devote himself to his work with all his heart or without reservation if he did not attach absolute importance to man and to human things. He must "care" for human beings as such. He is essentially attached to human beings. This attachment is at the bottom of his desire to rule human beings, or of his ambition. But to rule human beings means to serve them. Certainly an attachment to beings which prompts one to serve them may well be called love of them. Attachment to human beings is not peculiar to the ruler; it is characteristic of all men as mere men. The difference between the political man and the private man is that in the case of the former, the attachment enervates all private concerns; the political man is consumed by erotic desire, not for this or that human being, or for a few, but for the large multitude, for the demos (Plato, Gorgias 48idi-5, 5i3d7-8; Republic 573t6-j, 574e2, 575ai-2), and in principle, for all human beings. But erotic desire craves reciprocity: the political man desires to be loved by all his subjects. The political man is characterized by the concern with being loved by all human beings regardless of their quality. Kojeve will have no difficulty in granting that the family man can be characterized by "love" and the ruler by "honor." But if, as we have seen, the philosopher is related to the ruler in a way comparable to that in which the ruler is related to the family man, there can be no difficulty in characterizing the ruler, in contradistinction to the philosopher, by "love" and the philosopher by "honor." Furthermore, prior to the coming of the universal state, the ruler is concerned with, and cares for, his own subjects as distinguished from the subjects of other rulers, just as the mother is concerned with, and cares for, her own children as distinguished from the children of other mothers; and the concern with, or care for, what is one's own is what is frequently meant by "love." The philosopher on the other hand is concerned with what can never become private or exclusive property. We cannot then accept Kojeve's doctrine regarding love. According to him, we love someone "because he is and independently of what he does." He refers to the mother who loves her son in spite of all his faults. But, to repeat, the mother loves her son, not because he is, but because he is her own, or because he has the quality of being her own. (Compare Plato, Republic 330C3-6.) But if the philosopher is radically detached from human beings as human beings, why does he communicate his knowledge, or his questionings, to others? Why was the same Socrates, who said that the philosopher does not even know the way to the market place, almost constantly in the market place? Why was the same Socrates, who said that the philosopher barely knows whether his neighbor is a human being, so well informed about so many trivial details regarding his neighbors? The philosopher's radical detachment from human beings must then be compatible with an attachment to human beings. While trying to transcend humanity (for wisdom is divine) or while trying to make it his sole business to die and to be dead to all human things, the philosopher cannot help living as a human being who as such cannot be dead to human concerns, although his soul will not be in these concerns. The philosopher cannot de- vote his life to his own work if other people do not take care of the needs of his body. Philosophy is possible only in a society in which there is "division of labor." The philosopher needs the services of other human beings and has to pay for them with services of his own if he does not want to be reproved as a thief or fraud. But man's need for other men's services is founded on the fact that man is by nature a social animal or that the human individual is not self-sufficient. There is therefore a natural attachment of man to man which is prior to any calculation of mutual benefit. This natural attachment to human beings is weakened in the case of the philosopher by his attachment to the eternal beings. On the other hand, the philosopher is immune to the most common and the most powerful dissolvent of man's natural attachment to man, the de- sire to have more than one has already and in particular to have more than others have; for he has the greatest self-sufficiency which is humanly possible. Hence the philosopher will not hurt anyone. While he cannot help being more attached to his family and his city than to strangers, he is free from the delusions bred by collective egoisms; his benevolence or humanity extends to all human beings with whom he comes into contact. (Memorabilia I 2.60-61; 6.10; IV 8.1 1.) Since he fully realises the limits set to all human action and all human planning (for what has come into being must perish again), he does not expect salvation or satisfaction from the establishment of the simply best social order. He will therefore not engage in revolutionary or subversive activity. But he will try to help his fellow man by mitigating, as far as in him lies, the evils which are inseparable from the human condition. (Plato, Theaetetus i76a5-bi; Seventh Letter 33ic7-d5; Aristotle, Politics i3oia39- b2.) In particular, he will give advice to his city or to other rulers. Since all advice of this kind presupposes comprehensive reflections which as such are the business of the philosopher, he must first have become a political philosopher. After this preparation he will act as Simonides did when he talked to Hiero, or as Socrates did when he talked to Alcibiades, Critias, Charmides, Critobulus, the younger Pericles and others. The attachment to human beings as human beings is not peculiar to the philosopher. As philosopher, he is attached to a particular type of human being, namely to actual or potential philosophers or to his friends. His attachment to his friends is deeper than his attachment to other human beings, even to his nearest and dearest, as Plato shows with almost shocking clarity in the Phaedo. The philosopher's attachment to his friends is based in the first place on the need which arises from the deficiency of "subjective certainty." Yet we see Socrates frequently engaged in conversations from which he cannot have benefited in any way. We shall try to explain what this means in a popular and hence unorthodox manner. The philosopher's attempt to grasp the eternal order is necessarily an ascent from the perishable things which as such reflect the eternal order. Of all perishable things known to us, those which reflect that order most, or which are most akin to that order, are the souls of men. But the souls of men reflect the eternal order in different degrees, A soul that is in good order or healthy reflects it to a higher degree than a soul that is chaotic or diseased. The philosopher who as such has had a glimpse of the eternal order is therefore particularly sensitive to the difference among human souls. In the first place, he alone knows what a healthy or well- ordered soul is. And secondly, precisely because he has had a glimpse of the eternal order, he cannot help being intensely pleased by the aspect of a healthy or well-ordered soul, and he cannot help being intensely pained by the aspect of a diseased or chaotic soul, without any regard to his own needs or benefits. Hence he cannot help being attached to men of well-ordered souls: he desires "to be together" with such men all the time. He admires such men not on account of any services which they may render to him but simply because they are what they are. On the other hand, he cannot help being repelled by ill-ordered souls. He avoids men of ill-ordered souls as much as he can, while trying of course not to offend them. Last but not least, he is highly sensitive to the promise of good or ill order, or of happiness or misery, which is held out by the souls of the young. Hence he cannot help desiring, without any regard to his own needs or benefits, that those among the young whose souls are by nature fitted for it, acquire good order of their souls. But the good order of the soul is philosophizing. The philosopher therefore has the urge to educate potential philosophers simply because he cannot help loving well-ordered souls. But did we not surreptitiously substitute the wise man for the philosopher? Does the philosopher of whom we have spoken not possess knowledge of many most important things? Philosophy, being knowledge of our ignorance regarding the most important things, is impossible without some knowledge regarding the most important things. By realizing that we are ignorant of the most important things, we realize at the same time that the most important thing for us, or the one thing needful, is quest for knowledge of the most important things, or philosophy. In other words, we realize that only by philosophizing can man's soul become well- ordered. We know how ugly or deformed a boaster's soul is; but everyone who thinks that he knows, while in truth he does not, is a boaster. Still, observations of this kind do not prove the assumption, for example, that the well-ordered soul is more akin to the eternal order, or to the eternal cause or causes of the whole, than is the chaotic soul. And one does not have to make that assumption in order to be a philosopher, as is shown by Democritus and other pre-Socratics, to say nothing of the moderns. If one does not make the assumption mentioned, one will be forced, it seems, to explain the philosopher's desire to communicate his thoughts by his need for remedying the deficiency of "subjective certainty'* or by his desire for recognition or by his human kindness. We must leave it open whether one can thus explain, without being forced to use ad hoc hypotheses, the immediate pleasure which the philosopher experiences when he sees a well-ordered soul or the immediate pleasure which we experience when we observe signs of human nobility. We may have explained why the philosopher is urged, not in spite of but because of his radical detachment from human beings as such, to educate human beings of a certain kind. But cannot exactly the same be said of the tyrant or ruler? May a ruler not likewise be penetrated by a sense of the ultimate futility of all human causes? It is undeniable that detachment from human beings, or what is popularly known as the philosophic attitude toward all things which are exposed to the power of chance, is not a preserve of the philosopher. But a detachment from human concerns which is not constantly nourished by genuine attachment to eternal things, i.e., by philosophizing, is bound to wither or to degenerate into lifeless narrowness. The ruler too tries to educate human beings and he too is prompted by love of some kind. Xenophon indicates his view of the ruler's love in the Education of Cyrus, which is, at any rate at first glance, his description of the greatest ruler. Xenophon's Cyrus is a cold or unerotic nature. That is to say, the ruler is not motivated by true or Socratic eros because he does not know what a well-ordered soul is. The ruler knows political virtue, and nothing prevents his being attracted by it; but political virtue, or the virtue of the non-philosopher, is a mutilated thing; therefore it cannot elicit more than a shadow or an imitation of true love. The ruler is in fact dominated by love based on need in the common meaning of need, or by mercenary love; for "all men by nature believe they love those things by which they believe they are benefited" {Oeconomicus 20.28). In the language of Kojeve, the ruler is concerned with human beings because he is concerned with being recognized by them. This explains incidentally why the indications of the Hiero about love are so strikingly incomplete; the purpose of the work required the disregard of non-mercenary love just as it required that wisdom be kept in its ordinary ambiguity. We cannot agree then with Kojeve's contention that the educative tendency of the ruler has the same character or scope as that of the philosopher. The ruler is essentially the ruler of all his subjects; his educative effort must therefore be directed toward all his subjects. If every educative effort is a kind of conversation, the ruler is forced by his position to converse with every subject. Socrates, however, is not compelled to converse with anyone except those with whom he likes to converse. If the ruler is concerned with universal recognition, he must be concerned with enlarging universally the class of competent judges of his merits. But Kojeve does not seem to believe that all men are capable of becoming competent judges in political matters. He limits himself to contending that the number of men of philosophic competence is not smaller than the number of men of political competence. Yet contrary to what he seems to say in the text of his essay as distinguished from his note number five, many more men are capable of judging competently of the greatness of a ruler than of the greatness of a philosopher. This is the case not merely because a much greater intellectual effort is required for competent judgment of a philosophic achievement than for competent judgment of a political achievement. Rather is it true because philosophy requires liberation from the most potent natural charm whose undiminished power in no way obstructs political competence as the ruler understands political competence: from that charm that consists in unqualified attachment to human things as such. If the philosopher addresses himself, therefore, to a small minority, he is not acting on the basis of an a priori judgment. He is following the constant experience of all times and countries and, no doubt, the experience of Kojeve himself. For try as one may to expel nature with a hayfork, it will always come back. The philosopher will certainly not be compelled, either by the need to remedy the deficiency of "subjective certainty" or by ambition, to strive for universal recognition. His friends alone suffice to remedy that deficiency, and no shortcomings in his friends can be remedied by having recourse to utterly incompetent people. And as for ambition, as a philosopher, he is free from it. According to Kojeve, one makes a gratuitous assumption in saying that the philosopher as such is free from ambition or from the desire for recognition. Yet the philosopher as such is concerned with nothing but the quest for wisdom and kindling or nourishing the love of wisdom in those who are by nature capable of it. We do not have to pry into the heart of any one in order to know that, insofar as the philosopher, owing to the weakness of the flesh, becomes concerned with being recognized by others, he ceases to be a philosopher. According to the strict view of the classics he turns into a sophist. The concern with being recognized by others is perfectly compatible with, and in fact required by, the concern essential to the ruler who is the ruler of others. But concern with being recognized by others has no necessary connection with the quest for the eternal order. Therefore, concern with recognition necessarily detracts from the singleness of purpose which is characteristic of the philosopher. It blurs his vision. This fact is not at variance with the other fact that high ambition is frequently a sign by which one can recognize the potential philosopher. But to the extent to which high ambition is not transformed into full devotion to the quest for wisdom, and to the pleasures which accompany that quest, he will not become an actual philosopher. One of the pleasures accompanying the quest for truth comes from the awareness of progress in that quest. Xenophon goes so far as to speak of the self-admiration of the philosopher. This self-admiration or self-satisfaction does not have to be confirmed by the admiration of others in order to be reasonable. If the philosopher, trying to remedy the deficiency of "subjective certainty," engages in conversation with others and observes again and again that his interlocutors, as they themselves are forced to admit, involve themselves in self-contradictions or are unable to give any account of their questionable contentions, he will be reasonably confirmed in his estimate of himself without necessarily finding a single soul who admires him. (Consider Plato, Apology of Socrates 2idi-3.) The self-admiration of the philosopher is in this respect akin to "the good conscience" which as such does not require confirmation by others. The quest for wisdom is inseparable from specific pleasures just as the quest for these pleasures is inseparable from the quest for wisdom. Thus it might seem possible to understand the quest for wisdom in terms of the quest for pleasure. That this is in fact possible is asserted by all hedonists. In the Hiero, Xenophon (or his Simonides) is forced to argue on the basis of the hedonistic thesis. Hence the argument of the Hiero implies the question whether the philosophic life can be understood in hedonistic terms. It implies the answer that it cannot be so understood because the rank of the various kinds of pleasure ultimately depends upon the rank of the activities to which the pleasures are related. Neither the quantity nor the purity of the pleasures determines in the last resort the rank of human activities. The pleasures are essentially secondary; they cannot be understood but with reference to the activities. The question as to whether the activities or the pleasures are in themselves primary has nothing to do with the question as to whether someone who engages in an activity is prompted to do so primarily by the intrinsic value of the activity or by the pleasure which he expects to enjoy as a consequence of the activity. Kojeve may be perfectly right in saying that the latter question does not permit a responsible answer and is unimportant from the point of view of philosophy. But the consideration is irrelevant to Xenophon's argument, which is concerned exclusively with the former question. While I must disagree with a considerable part of Kojeve's reasoning, I agree with his conclusion that the philosopher has to go to the market place, or in other words, that the conflict between the philosopher and the city is inevitable. The philosopher must go to the market place in order to fish there for potential philosophers. His attempts to convert young men to the philosophic life will necessarily be regarded by the city as an attempt to corrupt the young. The philosopher is therefore forced to defend the cause of philosophy. He must therefore act upon the city or upon the ruler. Up to this point Kojeve is in perfect agreement with the classics. But does the final consequence mean, as he maintains, that the philosopher must desire to determine or codetermine the politics of the city or of the rulers? Must the philosopher desire "to participate, in one way or another, in the total direction of public affairs, so that the State be organized and governed in such a manner that the philosopher's philosophic pedagogy be possible and effectual"? Or must we conceive of philosophic politics, i.e., of the philosopher's action on behalf of philosophy, in entirely different terms? Contrary to what Kojeve apparently implies, it seems to us that there is no necessary connection between the philosopher's indispensable philosophic politics and the efforts which he might or might not make to contribute toward the establishment of the best regime. For philosophy and philosophic education are possible in all kinds of more or less imperfect regimes. One may illustrate this by an example taken from the eighth book of Plato's Republic. There Plato contends that the Spartan regime is superior to the Athenian, although he knows that the Athenian is more favorable than the Spartan regime to the possibility and the survival of philosophic education (consider 557C6 and d4). It is true that it was in Athens that Socrates was compelled to drink the hemlock. But he was permitted to live and engage in philosophic education until he was seventy: in Sparta he would have been exposed as an infant. Plato could not have decided, however provisionally, in favor of the Spartan regime, if the philosopher's concern with a good political order were absolutely inseparable from the concern guiding his philosophic politics. In what then does philosophic politics consist? In satisfying the city that the philosophers are not atheists, that they do not desecrate everything sacred to the city, that they reverence what the city reverences, that they are not subversives, in short, that they are not irresponsible adventurers but good citizens and even the best of citizens. This is the defense of philosophy which was required always and everywhere, whatever the regime might have been. For, as the philosopher Montesquieu says, "dans tous les pays du monde, on veut de la morale" and "les hommes, fripons en detail, sont en gros de tres honnetes gens; ils aiment la morale." This defense of philosophy before the tribunal of the city was achieved by Plato with a resounding success (Plutarch, Nicias ch. 23). The effects have lasted down to the present throughout all ages except the darkest ones. What Plato did in the Greek city and for it was done in and for Rome by Cicero, whose political action on behalf of philosophy has nothing in common with his actions against Catiline and for Pompey, for example. It was done in and for the Islamic world by Farabi and in and for Judaism by Maimonides. Contrary to what Kojeve seems to suggest, the political action of the philosophers on behalf of philosophy has achieved full success. One sometimes wonders whether it has not been too successful. Kojeve, I said, fails to distinguish between philosophic politics and that political action which the philosopher might undertake with a view to establishing the best regime or to the improvement of the actual order. He thus arrives at the conclusion that on the one hand the philosopher does not desire to rule, and on the other hand he must desire to rule, and that this contradiction involves a tragic conflict. The classics did not regard the conflict between philosophy and the city as tragic. Xenophon at any rate seems to have viewed that conflict in the light of Socrates' relation to Xanthippe. At least in this point there appears then something like an agreement between Xenophon and Pascal. For the classics, the conflict between philosophy and the city is as little tragic as the death of Socrates. Kojeve's argument continues as follows: Since the philosopher does not desire to rule because he has no time for ruling, but on the other hand is forced to rule, he has been satisfied with a com- promise solution; with devoting a little time to giving advice to tyrants or rulers. Reading the chronicles, one receives the impression that this action of the philosophers has been wholly ineffectual-as ineffectual as Simonides' action that consisted in his conversation with Hiero. This conclusion does not entitle one, however, to infer that the philosopher should abstain from mingling in politics, for the strong reason for mingling in politics remains in force. The problem of what the philosopher should do in regard to the city remains, therefore, an open question, the subject of an unfinishable discussion. But the problem which cannot be solved by the dialectics of discussion may well be solved by the higher dialectics of History. The philosophic study of our past shows that philosophy, far from being politically ineffectual, has radically revolutionized the character of political life. One is even entitled to say that philosophic ideas alone have had significant political effect. For what else is the whole political history of the world except a movement toward the universal and homogeneous state? The decisive stages in the movement were actions of tyrants or rulers (Alexander the Great and Napoleon, e.g.). But these tyrants or rulers were and are pupils of philosophers. Classical philosophy created the idea of the universal state. Modern philosophy, which is the secularized form of Christianity, created the idea of the universal and homogeneous state. On the other hand, the progress of philosophy and its eventual transmutation into wisdom requires the "active negation" of the previous political states, i.e., requires the action of the tyrant: only when "all possible active (political) negations" have been effected and thus the final stage of the political development has been reached, can and will the quest for wisdom give way to wisdom. I need not examine Kojeve's sketch of the history of the Western world. That sketch would seem to presuppose the truth of the thesis which it is meant to prove. Certainly the value of the conclusion which he draws from his sketch depends entirely on the truth of the assumption that the universal and homogeneous state is the simply best social order. The simply best social order, as he conceives of it, is the state in which every human being finds his full satisfaction. A human being finds his full satisfaction if his human dignity is universally recognized and if he enjoys "equality of opportunity," i.e., the opportunity, corresponding to his capacities, of deserving well of the state or of the whole. Now if it were true that in the universal and homogeneous state, no one has any good reason for being dissatisfied with that state, or for negating it, it would not yet follow that everyone will in fact be satisfied with it and never think of actively negating it, for men do not always act reasonably. Does Kojeve not underestimate the power of the passions? Does he not have an unfounded belief in the eventually rational effect of the movements instigated by the passions? In addition, men will have very good reasons for being dissatisfied with the universal and homogeneous state. To show this, I must have recourse to Kojeve's more extensive exposition in his Introduction a la lecture de Hegel There are degrees of satisfaction. The satisfaction of the humble citizen, whose human dignity is universally recognized and who enjoys all opportunities that correspond to his humble capacities and achievements, is not comparable to the satisfaction of the Chief of State. Only the Chief of State is ''really satisfied." He alone is "truly free" (p. 146). Did Hegel not say something to the effect that the state in which one man is free is the Oriental despotic state? Is the universal and homogeneous state then merely a planetary Oriental despotism? However this may be, there is no guarantee that the incumbent Chief of State deserves his position to a higher degree than others. Those others then have very good reason for dissatisfaction: a state which treats equal men unequally is not just. A change from the universal-homogeneous monarchy into a universal-homogeneous aristocracy would seem to be reasonable. But we cannot stop here. The universal and homogeneous state, being the synthesis of the Masters and the Slaves, is the state of the working warrior or of the war-waging worker. In fact, all its members are warrior workers (pp. 114, 146). But if the state is universal and homogenous, "wars and revolutions are henceforth impossible" (pp. 145, 561). Besides, work in the strict sense, namely the conquest or domestication of nature, is completed, for otherwise the universal and homogeneous state could not be the basis for wisdom (p. 301). Of course, work of a kind will still go on, but the citizens of the final state will work as little as possible, as Kojeve notes with explicit reference to Marx (p. 435). To borrow an expression which someone used recently in the House of Lords on a similar occasion, the citizens of the final state are only so-called workers, workers by courtesy. "There is no longer fight nor work. History has come to its end. There is nothing more to do'' (pp. 385, 114). This end of History would be most exhilarating but for the fact that, according to Kojeve, it is the participation in bloody political struggles as well as in real work or, generally expressed, the negating action, which raises man above the brutes (pp. 490-492, 560, 378n.). The state through which man is said to become reasonably satisfied is, then, the state in which the basis of man's humanity withers away, or in which man loses his humanity. It is the state of Nietzsche's "last man." Kojeve in fact confirms the classical view that unlimited technological progress and its accompaniment, which are the indispensable conditions of the universal and homogeneous state, are destructive of humanity. It is perhaps possible to say that the universal and homogeneous state is fated to come. But it is certainly impossible to say that man can reasonably be satisfied with it. If the universal and homogeneous state is the goal of History, History is absolutely "tragic." Its completion will reveal that the human problem, and hence in particular the problem of the relation of philosophy and politics, is insoluble. For centuries and centuries men have unconsciously done nothing but worked their way through infinite labors and struggles and agonies, yet ever again catching hope, toward the universal and homogeneous state, and as soon as they have arrived at the end of their journey, they realize that through arriving at it they have destroyed their humanity and thus returned, as in a cycle, to the pre-human beginnings of History. Vanitas vanitatum. Recognitio recognkionum. Yet there is no reason for despair as long as human nature has not been conquered completely i e as long as sun and man still generate man. There will always be men {andres) who will revolt against a state which is destructive of humanity or m which there is no longer a possibility of noble action and of great deeds. They may be forced into a mere negation of the universal and homogeneous state, into a negation not enlightened by any positive goal, into a nihilistic negation. While perhaps doomed to failure, that nihilistic revolution may be the only action on behalf of man's humanity, the only great and noble deed that is possible once the universal and homogeneous state has become in- evitable. But no one can know whether it will fail or succeed We still know too little about the workings of the universal and homogeneous state to say anything about where and when its corruption will start. What we do know is only that it will perish sooner or later (see Friedrich Engels' Ludivig Feuerbach, ed. by Hans Haiek p. 6). Someone may object that the successful revolt against the universal and homogeneous state could have no other effect than that the identical historical process which has led from the primitive horde to the final state will be repeated. But would such a repetition of the process-a new lease of life for man's humanity-not be preferable to the indefinite continuation of the inhuman end? Do we not enjoy every spring although we know the cycle of the seasons, although we know that winter will come again? Kojeve does seem to leave an outlet for action in the universal and homogeneous state. In that state the risk of violent death is still involved m the struggle for political leadership (p. 146). But this opportunity for action can exist only for a tiny minority. And besides, is this not a hideous prospect: a state in which the last refuge of man's humanity is political assassination in the particularly sordid form of the palace revolution? Warriors and workers of all countries, unite, while there is still time, to prevent the coming of "the realm of freedom." Defend with might and main, if it needs to be defended, "the realm of necessity." But perhaps it is not war nor work but thinking that constitutes the humanity of man. Perhaps it is not recognition (which for many men may lose in its power to satisfy what it gains in universality) but wisdom that is the end of man. Perhaps the universal and homogeneous state is legitimated by the fact that its coming is the necessary and sufficient condition for the coming of wisdom: in the final state all human beings will be reasonably satisfied, they will be truly happy, because all will have acquired wisdom or are about to acquire it. "There is no longer fight nor work; History is completed; there is nothing more to do": man is at last free from all drudgery and for the highest and most divine activity, for the contemplation of the unchangeable truth (Kojeve, op. cit., p. 385). But if the final state is to satisfy the deepest longing of the human soul, every human being must be capable of becoming wise. The most relevant difference among human beings must have practically disappeared. We understand now why Kojeve is so anxious to refute the classical view according to which only a minority of men are capable of the quest for wisdom. If the classics are right, only a few men will be truly happy in the universal and homogeneous state and hence only a few men will find their satisfaction in and through it. Kojeve himself observes that the ordinary citizens of the final state are only "potentially satisfied" (p. 146). The actual satisfaction of all human beings, which allegedly is the goal of History, is impossible. It is for this reason, I suppose, that the final social order, as Kojeve conceives of it, is a State and not a state- less society: the State, or coercive government, cannot wither away because it is impossible that all human beings should ever become actually satisfied. The classics thought that, owing to the weakness or dependence of human nature, universal happiness is impossible, and therefore they did not dream of a fulfillment of History and hence not of a meaning of History. They saw with their mind's eye a society within which that happiness of which human nature is capable would be possible in the highest degree: that society is the best regime. But because they saw how limited man's power is, they held that the actualization of the best regime depends on chance. Modern man, dissatisfied with Utopias and scorning them, has tried to find a guarantee for the actualization of the best social order. In order to succeed, or rather in order to be able to believe that he could succeed, he had to lower the goal of man. One form in which this was done was to replace moral virtue by universal recognition, or to replace happiness by the satisfaction deriving from universal recognition. The classical solution is Utopian in the sense that its actualization is improbable. The modern solution is Utopian in the sense that its actualization is impossible. The classical solution supplies a stable standard by which to judge of any actual order. The modern solution eventually destroys the very idea of a standard that is independent of actual situations. It seems reasonable to assume that only a few, if any, citizens of the universal and homogeneous state will be wise. But neither the wise men nor the philosophers will desire to rule. For this reason alone, to say nothing of others, the Chief of the universal and homogeneous state, or the Universal and Final Tyrant will be an unwise man, as Kojeve seems to take for granted. To retain his power, he will be forced to suppress every activity which might lead people into doubt of the essential soundness of the universal and homogeneous state: he must suppress philosophy as an attempt to corrupt the young. In particular he must in the interest of the homogeneity of his universal state forbid every teaching, every suggestion, that there are politically relevant natural differences among men which cannot be abolished or neutralized by progressing scientific technology. He must command his biologists to prove that every human being has, or will acquire, the capacity of becoming a philosopher or a tyrant. The philosophers in their turn will be forced to defend themselves or the cause of philosophy. They will be obliged, therefore, to try to act on the Tyrant. Everything seems to be a reenactment of the age-old drama. But this time, the cause of philosophy is lost from the start. For the Final Tyrant presents himself as a philosopher, as the highest philosophic authority, as the supreme exegete of the only true philosophy, as the executor and hangman authorized by the only true philosophy. He claims therefore that he persecutes not philosophy but false philosophies. The experience is not altogether new for philosophers. If philosophers were confronted with claims of this kind in former ages, philosophy went underground. It accommodated itself in its explicit or exoteric teaching to the unfounded commands of rulers who believed they knew things which they did not know. Yet its very exoteric teaching undermined the commands or dogmas of the rulers in such a way as to guide the potential philosophers toward the eternal und unsolved problems. And since there was no universal state in existence, the philosophers could escape to other countries if life became unbearable in the tyrant's dominions. From the Universal Tyrant, however, there is no escape. Thanks to the conquest of nature and to the completely unabashed substitution of suspicion and terror for law, the Universal and Final Tyrant has at his disposal practically unlimited means for ferreting out, and for extinguishing, the most modest efforts in the direction of thought. Kojeve would seem to be right although for the wrong reason: the coming of the universal and homogeneous state will be the end of philosophy on earth. The utmost I can
hope to have shown in taking issue with Kojeve's thesis regarding the
relation of tyranny and wisdom is that Xenophon's thesis regarding that
grave subject is not only compatible with the idea of philosophy but
required by it. This is very little. For the question arises immediately
whether the idea of philosophy is not itself in need of legitimation.
Philosophy in the strict and classical sense is quest for the eternal
order or for the eternal cause or causes of all things. It presupposes
then that there is an eternal and unchangeable order within which
History takes place and which is not in any way affected by History. It
presupposes, in other words, that any "realm of freedom" is not more
than a dependent province within the "realm of necessity." It
presupposes, in the words of Kojeve, that "Being is essentially
immutable in itself and eternally identical with itself." This
presupposition is not self-evident. Kojeve rejects it in favor of the
view that "Being creates itself in the course of History," or that the
highest being is Society and History, or that eternity is nothing but
the totality of historical, i.e., finite time. On the basis of the
classical presupposition, a radical distinction must be made between the
conditions of understanding and the sources of understanding, between
the conditions of the existence and perpetuation of philosophy
(societies of a certain kind, and so on) and the sources of philosophic
insight. On the basis of Kojeve's presupposition, that distinction loses
its crucial significance: social change or fate affects being, if it is
not identical with Being, and hence affects truth. On the basis of
Kojeve's presuppositions, unqualified attachment to human concerns
becomes the source of philosophic understanding: man must be absolutely
at home on earth, he must be absolutely a citizen of the earth, if not a
citizen of a part of the inhabitable earth. On the basis of the
classical presupposition, philosophy requires a radical detachment from
human concerns: man must not be absolutely at home on earth, he must be
a citizen of the whole. In our discussion, the conflict between the two
opposed basic presuppositions has barely been mentioned. But we have
always been mindful of it. For we both apparently turned away from Being
to Tyranny because we have seen that those who lacked the courage to
face the issue of Tyranny, who therefore et humiliter serviebant et
superbe dominabantur, were forced to evade the issue of Being as well,
precisely because they did nothing but talk of Being. |